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1 Jun 2022, 7:48 am
On 31 May 2022, the European Securities and Markets Authority (ESMA) published a speech by its chair, Verena Ross, entitled ‘Key priorities for EU retail fund investors’. [read post]
12 Mar 2021, 7:34 am
When investors sell or exchange their annuities, it comes with a heavy price. [read post]
6 Jul 2022, 10:12 am
Investors may file creditor claims with the bankruptcy court. [read post]
13 Oct 2017, 12:46 pm
Investors in VGTel, Inc. [read post]
2 Jun 2016, 6:59 am
Firstly, the sources of investor diligence are identified and discussed. [read post]
5 Dec 2008, 10:43 am
Domestic investors to shop for cheap US houses reports: A GROUP of domestic investors is expected to visit the United States next month to purchase discounted houses. [read post]
8 Oct 2009, 9:16 am
The Investor Protection Act proposes "to provide the Securities and Exchange Commission with additional authority to protect investors from violations of the securities laws and other purposes. [read post]
16 Mar 2012, 6:42 am
In the paper, The Effectiveness of Institutional Investors in Evaluating Analysts, which was recently made publicly available on SSRN, we examine the effectiveness of institutional investors in evaluating analysts by comparing the performance of recommendations made by AAs—star analysts elected by institutional investors—with those made by other analysts. [read post]
18 Feb 2016, 8:11 am
The article argues that, rather than depicting FINRA arbitration as an alternative dispute resolution process offering a level playing field, FINRA, as well as industry and investor advocates, should recall and reinforce the historical basis of securities arbitration as a mechanism to protect investors. [read post]
23 Jun 2020, 5:27 am
The main reason variable annuities are often a bad deal for retirement investors is they are extremely expensive to own. [read post]
26 Aug 2019, 1:38 pm
These scams can impact investors of all ages, but those hit hardest are the seniors. [read post]
25 May 2020, 9:49 am
Allianz Global Investors told investors that they are liquidating the two hedge funds after they took heavy losses due to COVID related stock volatility on the portfolios stock-options trades. [read post]
19 Oct 2011, 1:39 pm
This global investor group has seen this clearly. [read post]
14 Jun 2012, 6:50 am
Once they are in place, noted Lori Schock, Director of the Office of Investor Education and Advocacy, SEC staff will be issuing an Investor Bulletin that will highlight aspects of crowdfunding investing that should be kept in mind when deciding whether to invest or not. [read post]
18 Oct 2013, 11:32 am
Here's another "incorrect claim" about investor state that the European Commission responds to: Claim: Investor state dispute settlement gives too many rights to companies The Commission response is, "Wrong!" [read post]
24 Jul 2011, 8:45 am
Brian Bushee, Michael Jung, and Gregory Miller have posted “Do Investors Benefit from Selective Access to Management? [read post]
9 Dec 2017, 2:00 am
The SEC’s Investor as Owner Subcommittee of the Investor Advisor Committee has just posted a discussion draft regarding dual class share structures in advance of the December 7 meeting at which such structures were under consideration. [read post]
24 Jul 2019, 11:04 am
It's time to update your investor visa slides and/or class notes. [read post]
21 May 2008, 4:38 am
Now, however, many such investors, even those with deep pockets and a strong currency on their side, are waiting on the sidelines. [read post]
14 May 2015, 3:00 am
Sebastien Gay (Chicago - Econ) has posted Investors Effect on Household Real Estate Affordability on SSRN. [read post]
