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2 May 2024, 10:00 pm
In December 2022, the IRS issued proposed regulations under Sections 897 (the Proposed Regulations) and 892 of the Internal Revenue Code of 1986, as amended (the Code), providing guidance related to “domestically controlled” qualified investment entities and exemptions for foreign government investors, respectively. [read post]
2 May 2024, 10:00 pm
In December 2022, the IRS issued proposed regulations under Sections 897 (the Proposed Regulations) and 892 of the Internal Revenue Code of 1986, as amended (the Code), providing guidance related to “domestically controlled” qualified investment entities and exemptions for foreign government investors, respectively. [read post]
2 May 2024, 9:01 pm
The Seventh Circuit found that as an investor in Akorn whose shares’ value was affected by the merger and mootness fee as well as a member of the proposed class, Mr. [read post]
2 May 2024, 4:37 pm
More recently, SEC Enforcement Director Gurbir Grewal warned about the potential for AI-washing to mislead investors, harm consumers, and violate the securities laws. [read post]
2 May 2024, 2:27 pm
” The plaintiff points out that stockholders are investors, then observes that “[s]mart investors diversify. [read post]
2 May 2024, 1:22 pm
” These mortgages were then packaged into RMBS and sold to investors. [read post]
2 May 2024, 12:35 pm
Investor Disputes Filed against RBC September 2017 An all-public FINRA arbitration panel awarded $212,000 to the estate of a former RBC Wealth Management client, Hazel Kitzman, who alleged negligence and elder abuse by the firm. [read post]
2 May 2024, 9:56 am
The RIS comprises of a proposed Directive as regards the EU retail investor protection rules. [read post]
2 May 2024, 8:34 am
According to Allison Herren Lee, former SEC Commissioner and currently Of Counsel at KKC, the SEC Whistleblower Reform Act of 2023 “will help ensure that the SEC Whistleblower Program remains an indispensable tool in the Commission’s efforts to police wrongdoing and protect investors. [read post]
2 May 2024, 6:57 am
Alishan Naqvee is the founding partner of LexCounsel, one of the ILN’s member firms in India. [read post]
2 May 2024, 6:31 am
Investors, except for the largest ones, are generally apathetic towards corporate governance, reluctant to spend resources to effectively monitor their portfolio firms (Berle and Means, 1932). [read post]
2 May 2024, 6:31 am
Investors, except for the largest ones, are generally apathetic towards corporate governance, reluctant to spend resources to effectively monitor their portfolio firms (Berle and Means, 1932). [read post]
2 May 2024, 2:00 am
” (Among other things, he used the money to settle lawsuits and to repay some disgruntled investors.)How’s that for a hedge hog? [read post]
1 May 2024, 10:16 pm
The White Law Group Files Claims against LPL Financial The White Law Group has filed several FINRA claims against LPL Financial representing investors for allegations of unsuitable investments, among others. [read post]
1 May 2024, 9:05 pm
The idea is that the timely disclosure of inside information puts investors on an equal footing and, hence, reduces the risk that investors will engage in insider dealing. [read post]
1 May 2024, 7:38 pm
The company’s ongoing partnership with OpenAI, which according to the report allows both companies to “independently commercialize any advanced technologies developed by OpenAI,” has helped it recapture its mojo with investors and consumers. [read post]
1 May 2024, 1:18 pm
District Court for the Southern District of Georgia was satisfied with the relator’s scienter allegations citing to documents that “warned that investments in healthcare providers were suspect” and concerns by a potential investor “about the scheme’s legality under the AKS. [read post]
1 May 2024, 12:26 pm
Ponzi schemes can cause devastating financial losses for investors. [read post]
1 May 2024, 12:08 pm
One of Tesla’s highest-ranking female executives, she spoke at the company’s Investor Day in March 2023. [read post]
1 May 2024, 11:18 am
Continue Reading › The post Chicago Elder Financial Abuse Law Firm appeared first on Investor Lawyers Blog. [read post]
