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7 Oct 2020, 2:04 pm by Abby Lemert, Eleanor Runde
(The meaningful division of combined ownership, according to Ben Thompson of Stratechery, will depend on how shares of TikTok Global are distributed, since ByteDance, Walmart and Oracle each have both U.S. and non-U.S. investors.) [read post]
6 Oct 2020, 2:27 pm by Kevin LaCroix
ADRs are an easy way for US investors to buy foreign shares. [read post]
5 Oct 2020, 3:00 am by Joshua Holt
A two-sided marketplace involves the borrower on one side and the investor on the other side. [read post]
30 Sep 2020, 4:00 am by Sam Muller
The country has a Start-up Act, adopted in 2018 after a unique bottom-up, participatory design process, driven by a group of entrepreneurs, investors, banks and an enlightened minister of technology. [read post]
28 Sep 2020, 3:00 am by John Jenkins
Many of those lenders have become more frustrated by a lack of communication from the Small Business Administration. [read post]
25 Sep 2020, 7:19 am by John Jascob
The agency could also work with the banking regulators to address a House FSC staff report finding that women- and minority-owned firms are underrepresented as asset managers and that large banks generally do not prioritize investing with diverse firms. [read post]
24 Sep 2020, 3:09 am by Liz Dunshee
A few years ago, Broc blogged about a “request for comment” on Guide 3 – the industry guide for banks and bank holding companies. [read post]
21 Sep 2020, 1:46 pm
• While international platforms are building technical expertise among the community of banks and supervisors, there are also risks of regulatory arbitrage in ESG. [read post]
21 Sep 2020, 11:49 am by William Ford, Anna Salvatore
Seth Moulton and Jim Banks, who since late 2019 have chaired the House task force examining challenges relating to American defense. [read post]
If designated significant, the supervision of the issuer could be conferred to the European Banking Authority. [read post]
8 Sep 2020, 9:39 am by Silver Law Group
His thorough knowledge of this complex area of the law has led to speaking engagements nationwide, including at law schools, community events, and lawyer conferences. [read post]
31 Aug 2020, 3:03 am by Liz Dunshee
” The disclosure is clear that the banks are conducting investors communications & presentations only in connection with “investor education” and not to coordinate price discovery or sales…but it also says that the designated market maker will consult with Morgan Stanley on the opening public price, who will provide input based on pre-listing selling & buying interest that it becomes aware of. [read post]
20 Aug 2020, 9:51 am by Michael Madison
University piggy banks and patience may be running thin. [read post]
19 Aug 2020, 5:48 pm by Russell Knight
Appraisals of your interest in each entity; appraisals of the value of said entity, including pictures, brochures, advertisement literature; financial   statements prepared for each entity including profit and loss statements, balance sheets, statements of net  worth  and  retained earnings; annual reports to stockholders, investors or partners; written offer by any person or entity to purchase all or part of said business. 3. [read post]
17 Aug 2020, 7:56 am
The survey results and their analysis, the process of constructing both normative and operational narrative, are bound up in the animating motivation expressed in Chapter 9 (pp 3-4).Within the GPI community, investors are realising that adopting ESG criteria can protect portfolios from non-financial sources of risk. [read post]
14 Aug 2020, 8:48 am by anne
 While some accused fraudsters have challenged the authority of regulators like the SEC to pursue violations of the Bank Secrecy Act (largely unsuccessfully, so far), wrongdoers in the broker-dealer community would do well to assume the SEC or CFTC may soon come calling. [read post]