Search for: "Julie Hedges"
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18 May 2016, 9:42 am
He said he's against the carried interest racket, for hedge funds. [read post]
6 Oct 2015, 3:05 am
The government hoped to have the Supreme Court set aside the Second Circuit’s 2014 decision in the case (here), which had overturned the convictions of two hedge fund managers accused of insider trading. [read post]
1 Sep 2009, 7:51 am
As a result, many corporate entities will no longer have access to the customized OTC derivative transactions they use to hedge market price risks. [read post]
27 Aug 2023, 6:19 am
This year’s annual CIPA Intellectual Property (IP) Ball took place on Saturday 15 July at the Wren & Shakespeare Suite, Leonardo Royal Hotel London St Paul’s – highly appropriate for the “A Midsummer Night’s Dream” theme that this year’s committee chose! [read post]
30 Dec 2015, 8:34 am
However, VXX is not considered a suitable hedge for specific equity positions or against a down market in general. [read post]
18 Jul 2014, 3:31 pm
****Cole-Frieman & Mallon LLP provides legal services for hedge fund managers and other groups within the investment management industry. [read post]
8 Jul 2010, 12:15 pm
Lipner in his July 7th Forbes article entitled “How Fannie And Freddie Unloaded Their Trash. [read post]
29 May 2018, 12:56 pm
Parker MacIntyre provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
28 Jul 2010, 11:14 am
German legislation that took effect July 27, 2010 prohibits naked short-selling transactions in shares and certain debt securities as well as naked credit derivatives. [read post]
26 Jul 2023, 6:31 am
On July 19, whistleblower attorney Stephen M. [read post]
13 Jun 2023, 7:41 am
Ponzi schemes, pyramid schemes, and hedge-fund fraud are among the most common forms of fraudulent offerings. [read post]
29 May 2018, 12:56 pm
Parker MacIntyre provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
3 Oct 2023, 9:01 pm
July 3, 2023, settled) SEC v. [read post]
2 Jun 2016, 5:23 am
LamparielloCase Number: 09-cv-00818 (United States District Court for the Central District of California)Date Filed: July 16, 2009Date of Qualifying Order/Judgment: February 23, 2016 4/29/2016 7/28/2016 2016-60 SEC v. [read post]
24 Apr 2012, 12:02 pm
The CFTC must adopt further rules defining the term “swap,” and swap dealers and major swap participants will need to register by the later of July 16, 2012, or 60 days after the publication of CFTC rules defining “swap. [read post]
6 Jul 2010, 2:24 am
Under the new financial reform bill, expected to be signed into law sometime in July 2010, the state securities divisions will play a larger role in the oversight of investment managers. [read post]
14 Jul 2010, 11:07 pm
Barnaby and O’Brien recommend against locking in a wide basis for any new crop forward contracts, and instead use short hedges, put options, a basis contract, or hedge to arrive contracts. [read post]
12 Sep 2012, 10:05 am
His hedge fund, Bain Capital, has also made the news as a participant in a claimed conspiracy of hedge funds to deflate the prices they pay for companies they acquire. [read post]
22 Jul 2016, 11:01 am
www.colefrieman.com July 22, 2016 Clients and Friends: We hope that this message finds you well and that you are enjoying the first months of summer. [read post]
25 Jul 2011, 7:26 am
July 18, 2011). [read post]
