Search for: "MARY SCHAPIRO"
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6 Apr 2010, 6:30 am
According to Gibson Dunn’s John Olson, when SEC Commissioner Mary Schapiro began her job last year, “there was a feeling that the SEC was a failed agency. [read post]
5 Apr 2010, 12:17 am
The SEC must get Patrick Byrne sober Updated at 9:42 PM Eastern To Mary Schapiro (Chairperson of the Securities and Exchange Commission): I respectfully recommend that the Securities and Exchange Commission bring an enforcement action against Overstock.com (NASDAQ: OSTK) for violations of securities laws and retaliation against its critics. [read post]
1 Apr 2010, 6:26 am
We can’t speak for anyone else, but we’ll admit that we were caught off guard by the regulations that SEC Chairman Mary Schapiro unveiled at a press conference earlier today. [read post]
25 Mar 2010, 6:11 am
Rosenberg (‘83), Mary Schapiro, Damon A. [read post]
19 Mar 2010, 6:00 am
Charles Lane of the Washington Post has this video interview with SEC Chair Mary Schapiro. [read post]
19 Mar 2010, 5:00 am
Schapiro Details How The SEC Would Spend 2011 Budget by Melissa Klein Aguilar in Compliance Week’s The Filing Cabinet SEC Chairman Mary Schapiro took to the Hill this week to provide lawmakers with details on how the agency would use the President’s budget request of $1.258 billion for fiscal 2011. [read post]
18 Mar 2010, 5:26 pm
Charles Lane of the Washington Post has a video interview with SEC Chair Mary Schapiro, in which she discusses improvements at the agency in response to the Madoff scandal, the inadequacies of the SEC's Consolidated Supervised Entity (CSE) Program and... [read post]
17 Mar 2010, 12:06 pm
Mary L. [read post]
15 Mar 2010, 12:54 pm
Mary Schapiro and Elisse Walter have spent most of their adult lives as securities regulators; Kathleen Casey worked as a staffer on Capitol Hill; and Troy Paredes was a corporate and securities law professor after working for a few years at BigLaw. [read post]
7 Mar 2010, 8:57 pm
I guess it's fair to say that the votes are still out on the present incumbent chair, Mary Schapiro. [read post]
7 Mar 2010, 7:58 am
Chairman Mary Schapiro also observed that the Commission is not taking a position on any facts relating to climate change or global warming. [read post]
2 Mar 2010, 2:33 pm
SEC Chairman Mary Schapiro and IRS Commissioner Doug Shulman today signed a Memorandum of... [read post]
2 Mar 2010, 1:34 pm
As described by SEC Chairman Mary Schapiro, sponsored access is like "giving your car keys to a friend who doesn't have a license and letting him drive unaccompanied. [read post]
28 Feb 2010, 10:29 am
Schapiro. [read post]
28 Feb 2010, 10:29 am
Schapiro. [read post]
28 Feb 2010, 6:29 am
”– SEC Chair Mary Schapiro, Proposed Rules on Proxy Access “During this recession, the leadership at some of the nation’s most renowned companies took too many risks and too much in salary, while their shareholders had too little say. [read post]
26 Feb 2010, 9:53 am
Second, the SEC must require exchanges and other trading venues to execute the trades of long sellers ahead of short sellers, all other things being equal.In a June 25 letter to SEC Chair Mary Schapiro, the senators said that focusing on the uptick rule alone puts too narrow a frame on the problems associated with naked short selling. [read post]
26 Feb 2010, 5:00 am
”[4] In an SEC press release, Chairman Mary Schapiro reiterated that the SEC has not taken a stance on the issue of global warming, and that this release is intended to assist public companies in satisfying their existing disclosure obligations as they apply to climate change. [read post]
24 Feb 2010, 5:06 pm
Robert Cook, Director of the Division of Trading and Markets, said that this part of the rule is intended to boost investor confidence by assuring them that sales are being made by investors taking a long view of a company’s fundamentals.SEC Chair Mary Schapiro acknowledged that short selling can have a beneficial impact on the market. [read post]
24 Feb 2010, 1:16 pm
" Chairman Mary Schapiro noted that short selling has benefits to the market, such as providing liquidity, but "that excessive downward price pressure on individual securities, accompanied by the fear of unconstrained short selling, can destabilize our markets and undermine investor confidence in our markets. [read post]
