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27 Mar 2023, 8:09 pm
, a mid-sized broker-dealer based in Boca Raton, FL with 35 regulatory event disclosures, has “a history of compliance problems,” according to an article in Investment News. [read post]
16 Oct 2021, 9:02 am
As KJK has been reporting, Congress is gearing up to revise tax laws to target the wealthy and proposed changes could be adopted as early as mid-November. [read post]
9 Oct 2018, 3:40 pm
Investments, LLC, 2018 WL 4690790 (S.D. [read post]
7 Oct 2019, 1:53 pm
., the Hearst Corporation, The New York Times Company, Newsday LLC, and ProPublica Inc. have filed an amicus brief in support of the Innocence Project’s lawsuit against the Second Department Disciplinary Committee to open its files related to former Suffolk County District Attorney Glenn Kurtzrock’s egregious prosecutorial misconduct. [read post]
22 Feb 2013, 8:48 am
In a recently-televised interview with Oprah Winfrey, Armstrong contradicted his earlier denials and admitted that he used banned substances and methods throughout his career, starting in the mid-1990s. [read post]
3 Apr 2015, 12:00 pm
Frontier Home Health and Hospice LLC (“Frontier”) filed a complaint yesterday against Amedisys Holding, L.L.C. and Amedisys, Inc. [read post]
17 May 2021, 12:39 pm
In AT&T Mobility LLC , 370 NLRB No. 121 (2021), the NLRB majority (Members Ring and Emanuel) held that the Employer could lawfully maintain a workplace policy prohibiting its workers from recording conversations with their co-workers, managers or third-parties, even though its application in one particular circumstance was found unlawful. [read post]
1 Aug 2018, 10:12 pm
The Food and Drug Administration is relying on Fresh Express, which is a subsidiary of Chiquita Brands LLC, to make sure other companies that bought its salad mix are no longer using it. [read post]
11 Jul 2009, 4:22 am
The program has resulted in the removal of mercury from about 4,000 contaminated sites since the mid-1990s, according to Schramm. [read post]
8 Oct 2010, 8:09 am
Sedor, and his wife, against the Community Medical Center, Sky Medical, LLC, and Sky Orthopaedics, et.al., No. 05 CV 2143 (Lacka. [read post]
5 Oct 2010, 9:44 pm
In addition, please contact us directly to learn more about special free trial and payment options for mid-size and large law firms. [read post]
4 May 2009, 6:44 am
At issue is the performance of seven former Regions Morgan Keegan bond funds that lost 90 percent of their value since mid-2007. [read post]
7 Oct 2017, 6:28 am
Bout is Managing Partner and Brian Wilby is a Consultant at Pay Governance LLC. [read post]
24 Jan 2010, 1:17 am
In addition, please contact us directly to learn more about special free trial and payment options for mid-size and large law firms. [read post]
11 Sep 2019, 6:30 am
Posted by Peter Reali and Anthony Garcia, Nuveen, LLC, on Wednesday, September 11, 2019 Editor's Note: Peter Reali is Senior Director of Responsible Investing and Anthony Garcia is Director of Responsible Investing at Nuveen, LLC. [read post]
6 Oct 2010, 12:46 am
In addition, please contact us directly to learn more about special free trial and payment options for mid-size and large law firms. [read post]
27 Oct 2010, 7:00 am
In mid-October 2009, a Chicago court granted sanctions against Teza. [read post]
15 Oct 2009, 5:29 pm
In addition, please contact us directly to learn more about special free trial and payment options for mid-size and large law firms. [read post]
3 Jan 2010, 7:01 pm
In addition, please contact us directly to learn more about special free trial and payment options for mid-size and large law firms. [read post]
7 Mar 2010, 12:06 pm
Dennis East International, LLC Inviting Company Patience Brewster, Inc. [read post]