Search for: "Merrill Lynch " Results 601 - 620 of 3,630
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17 Dec 2007, 5:49 am
Thain may be new to the top seat at Merrill Lynch, but if a Bloomberg News report is to be believed, he’s making his mark on the firm quickly. [read post]
7 Aug 2008, 6:10 pm
Merrill Lynch has made David Sobotka, its head of fixed-income trading, the chief of a new trading group that will make bets using the firm’s own capital, two of its top executives wrote in an internal memorandum obtained by DealBook. [read post]
5 Dec 2008, 12:56 pm
When shareholders vote on Bank of America’s acquisition of Merrill Lynch on Friday, they are expected to transform the bank into a business befitting its name and change the face of Wall Street, The Associated Press says. [read post]
18 Jan 2007, 5:17 am
Helped by gains from trading and buyouts, Merrill Lynch said its fourth-quarter profit surged 68 percent to $2.35 billion, or $2.41 a share, from $1.39 billion a year earlier. [read post]
31 Jan 2007, 4:33 am
Perhaps emboldened by the emergence of climate change as one of the top issues at this year’s World Economic Forum, global-warming activists stepped up their fight against Merrill Lynch for its role in financing TXU’s $10 billion plan to build 11 coal-fueled power plants in Texas. [read post]
27 Mar 2008, 4:53 am
Merrill Lynch and UBS may lose money this quarter and suffer write-downs of $6 billion and $11.1 billion, respectively, as credit problems worsen, according to Oppenheimer & Company analyst Meredith Whitney. [read post]
3 Aug 2007, 5:21 am
A late June move by Merrill Lynch to protect its clients from a struggling hedge fund run by Bear Stearns helped hasten the fund’s ultimate collapse, Reuters reported Friday. [read post]
7 Nov 2007, 5:09 am
Fink, chairman and chief executive of BlackRock and the leading candidate to take over the job as head of Merrill Lynch, has met with the executive search firm responsible for filling the brokerage firm's top seat, The New York Times reported. [read post]
4 Sep 2008, 11:48 am
Merrill Lynch’s efforts to sell a “significant” amount of mortgages to state-run Korea Asset Management have stalled over pricing issues, the firm’s chief executive told Bloomberg News. [read post]
1 Feb 2007, 6:26 am
Merrill Lynch won approval of a $40.3 million settlement of three lawsuits over claims it provided misleading analyst research about Internet companies. [read post]
13 Nov 2006, 10:07 am
"Strategic kudos are in order," for Gannett, writes Lauren Rich Fine, the Merrill Lynch media analyst whose musings have gained increased attention as the newspaper industry has faced more upheaval. [read post]
21 Dec 2007, 5:38 am
The latest Wall Street firm to be linked to these cash-rich, state-owned funds is Merrill Lynch, which is reportedly in talks about a potential cash infusion of $5 billion from Singapore’s state investment company, Temasek Holdings. [read post]
5 Apr 2009, 4:07 pm
Merrill Lynch & Co. must pay an investor $39.8 million in compensatory damages because of negligence on the part of one a subsidiary broker-dealer. [read post]
29 Oct 2008, 1:55 am
Charles Merrill, cousin of the founder of Merrill Lynch, has filed a challenge in the US Tax Court against the Defense of Marriage Act (DOMA). [read post]
15 Feb 2010, 9:55 pm
If approved, the settlement would conclude two SEC securities lawsuits against Bank of America over the Merrill Lynch merger. [read post]
6 Apr 2012, 2:36 am by Securites Lawprof
A FINRA arbitration panel recently ordered Merrill Lynch to pay two former brokers about $5 million in deferred compensation and tacked on an additional $5 million in punitive damages. [read post]
16 Apr 2013, 1:28 pm by Securites Lawprof
FINRA fined Merrill Lynch, Pierce, Fenner & Smith Inc. $1.05 million for failing to provide best execution in certain customer transactions involving non-convertible preferred securities executed on one of its proprietary order management systems (ML BondMarket), and for failing to... [read post]
23 Apr 2009, 4:27 pm
New York Attorney General Andrew Cuomo has been conducting an investigation into Bank of America's merger with Merrill Lynch. [read post]
24 Feb 2009, 1:22 pm
A New York State judge ruled that former Merrill Lynch CEO John Thain could identify the Merrill employees who received the largest bonuses last year before the securities firm was acquired by Bank of America. [read post]
5 Oct 2009, 3:40 pm
Fred Knecht, former general counsel for Merrill Lynch's global origination and private equity unit, has joined Covington & Burling's corporate practice. [read post]