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2 Aug 2017, 7:34 am
Compared to traditional investments, such as stocks, bonds and mutual funds, non-traded REITS, are considerably more complex and involve a high degree of risk. [read post]
29 Jul 2017, 5:32 pm
CAVEAT FOR READERS IN TEXAS: This action by targets of National Collegiate Student Loan collection suits was filed in a different state and in a different circuit, and involves state law claim in addition to federal FDCPA claims, and unfair collection claims under the FDCPA heavily implicated state law which varies among states. [read post]
28 Jul 2017, 9:00 am
Previous Friday Jobs Announcement: 7/21/17 [read post]
25 Jul 2017, 10:32 pm
We think that many ICOs / token sales would be good candidates for these platforms (and some tokens have started in that way) and the SEC seems to be highlighting an option for certain fund sponsors. [read post]
17 Jul 2017, 1:26 pm
“It’s a mutual promise to work together with a shared purpose and responsibility. [read post]
14 Jul 2017, 3:00 am
Pay Attention to Fees If you’re invested in a mutual fund, a 1% fee may not seem like a big deal. [read post]
13 Jul 2017, 6:59 am
A Series 6 license is a very limited license that only allows brokers to sell variable annuities and open end mutual funds. [read post]
11 Jul 2017, 5:40 pm
STANDING TO BRING CLAIM FOR BREACH OF CONTRACTThe trial court found that the Gillespies had entered into an educational loan agreement with Bank One at the Gillespies' request, that the parties had mutually agreed to the note's material terms and conditions, and that the Gillespies failed to make payments as agreed. [read post]
7 Jul 2017, 6:39 am
Posted by HLS Forum on Corporate Governance and Financial Regulation, on Friday, July 7, 2017 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of June 30–July 6, 2017. [read post]
6 Jul 2017, 5:24 am
For example, one recent innovation is the possible development of mutual fund “clean shares. [read post]
9 Jun 2017, 3:48 pm
However, those legal cases are being led by institutional investors, such as hedge funds and mutual funds. [read post]
6 Jun 2017, 12:32 pm
In April 2005, a claim was filed alleging that Walker practiced in excessive turnovers in the client’s mutual fund account. [read post]
1 Jun 2017, 6:00 am
After a recent review of Alberta’s employment law on May 24, 2017, the Alberta government tabled Bill 17, Fair and Family-friendly Workplaces Act to make a number of significant amendments to the Employment Standards Code and Labour Relations Code. [read post]
30 May 2017, 6:07 pm
The New Probate law NJ Senate Law No. 708 7. [read post]
30 May 2017, 6:06 pm
Re-titling is necessary because most Clients tend to hold assets jointly with right of survivorship and assets must be titled individually in a person’s name in order to be eligible to fund a Testamentary Trust. [read post]
11 May 2017, 7:36 am
Those funds also will go to brokerage clients who were steered into more expensive mutual fund share classes. [read post]
11 May 2017, 12:08 am
This broadened scope would therefore also include authorised unit trusts and mutual funds which are not listed or traded on an exchange. [read post]
9 May 2017, 8:01 am
Compared to traditional investments, such as stocks, bonds and mutual funds, REITs are significantly more complex and often better suited for sophisticated and institutional investors. [read post]
9 May 2017, 7:40 am
The REIT structure was designed to provide a real estate investment structure similar to the structure mutual funds provide for investment in stocks. [read post]
1 May 2017, 1:00 pm
To that end, the procedures and practices in respect of civil society involvement with regional and international organizations, including United Nations bodies, agencies, funds and programmes, and the contribution of civil society to their work and challenges and best practices must be built on the following core contextually based principles: (1) civil society space as an aspirational space; (2) civil society space as a multilateral space; and (3) civil society space admits of diversity… [read post]
