Search for: "New York Stock Exchange"
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24 Aug 2007, 8:04 am
Ten months after the New York Stock Exchange (NYSE) first proposed the elimination of discretionary broker voting in board elections, investors are still waiting for the Securities and Exchange Commission to address the issue. [read post]
12 Mar 2016, 3:02 pm
There was also the recent case where the Bank of China’s New York branch refused to comply with a US court order to turn over customer information related to a counterfeiting case. [read post]
6 Dec 2017, 9:39 am
More Blog Posts: Sexual Harassment at Company Holiday Parties in New York, New York Employment Attorney Blog, December 5, 2017 Bullying and Sexual Harassment in New York City Workplaces, New York Employment Attorney Blog, November 28, 2017 How Employment Laws in New York and Around the Country Deal with Sexual Assault as a Form of Sexual Harassment, New York Employment Attorney Blog, November… [read post]
27 Mar 2012, 9:23 pm
The court are confronted with an action brought by a New York corporation and a New York resident concerning the ownership of shares in a New York corporation, the stock certificate for which, both parties agreed on oral argument, has at all relevant times been located in New York. [read post]
12 May 2017, 4:13 pm
That’s according to a new report from Reuters, which says the business is pressing ahead with its plan to directly list shares on the New York Stock Exchange later this year or early in 2018. [read post]
29 Oct 2012, 9:33 pm
But it turned out to just be a couple of plaintiff lawyers who took a wrong turn. [[ This is a content summary only. [read post]
19 Feb 2011, 5:48 am
Since 2007, the New York Stock Exchange has eliminated 1,000 jobs. [read post]
22 Sep 2016, 12:42 pm
These companies generally do not meet the minimum listing requirements for trading on a national exchange, such as the New York Stock Exchange or the Nasdaq Stock Market. [read post]
28 Jul 2009, 10:51 am
Sensitive information about the technical infrastructure of the New York Stock Exchange computer network was left unsecured on a public server for possibly more than a year, Wired.com has learned. [read post]
5 Jun 2012, 1:22 pm
. (“HTA”) recently announced that Wells Fargo Securities, LLC will advise the Company in connection with the listing of its Class A common stock on the New York Stock Exchange (“NYSE”). [read post]
5 Jun 2012, 1:22 pm
. (“HTA”) recently announced that Wells Fargo Securities, LLC will advise the Company in connection with the listing of its Class A common stock on the New York Stock Exchange (“NYSE”). [read post]
5 Jun 2012, 1:22 pm
(“HTA”) recently announced that Wells Fargo Securities, LLC will advise the Company in connection with the listing of its Class A common stock on the New York Stock Exchange (“NYSE”). [read post]
13 Aug 2020, 7:56 am
., a commercial REIT, is expected to begin trading its common stock on the New York Stock Exchange today, August 13, 2020, under the ticker symbol “NTST. [read post]
11 Sep 2022, 6:30 am
Securities and Exchange Commission (“SEC”) approved the New York Stock Exchange’s (“NYSE”) rule proposal that fundamentally changed the structure of direct listings by permitting companies to issue shares and raise capital in primary direct listings conducted on the NYSE (“primary direct listings”). [1] Despite this rule change, to date, no companies have conducted a primary direct listing, seemingly due to the… [read post]
11 Sep 2021, 8:05 am
On August 19, 2021, the New York Stock Exchange (NYSE) filed an immediately effective rule change (Rule Proposal) restoring a transaction value and materiality threshold for related party transactions that require independent directors’ review. [read post]
7 Apr 2014, 5:12 am
The fair and efficient functioning of the markets requires that prices of securities reflect genuine supply and demand," said Sanjay Wadhwa, senior associate director of the SEC's New York Regional Office. [read post]
14 Jul 2007, 7:08 am
The New York Times had a story yesterday on how hedge funds are expanding into investments beyond stocks and bonds ... including art. [read post]
8 Dec 2008, 8:49 pm
Instead, I quietly drew the door to my unit shut and listened to the following exchange:"Fifteen dollars. [read post]
28 Jun 2012, 12:55 pm
While the powers that be are often slow to admit self-evident truths, the CEO of the New York Stock Exchange actually admitted that investors have lost faith in the financial marketplace in testimony before Congress (See “NYSE CEO: Public Has Lost Trust in Market”). [read post]
29 Aug 2016, 8:01 am
When Richard Grasso served as the head of the New York Stock Exchange from 1995 to 2003, he somehow managed to secure a eye-popping $140 million in special retirement compensation even though the NYSE was, at that time, a non-profit. [read post]
