Search for: "Officer Oxley"
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13 May 2011, 10:25 am
Additional May moments include the National Day of Prayer (May 5), Military Spouse Appreciation Day (May 6), Peace Officers Memorial Day (May 15), National Defense Transportation Day (May 20), and Memorial Day (May 30). [read post]
10 May 2011, 5:29 pm
However, there are narrow exceptions to the SEC reporting condition for disclosures protected by Section 806 of Sarbanes-Oxley, for disclosures that are required or protected under any other law, rule, or regulation subject to SEC jurisdiction, and a federal criminal code provision prohibiting interference with the lawful employment or livelihood of any person who provides truthful information to a law enforcement officer relating to the commission of federal offenses.In this case,… [read post]
9 May 2011, 1:40 am
The four other categories of disclosures protected under the Dodd Frank anti-retaliation provisions are disclosures: under the Sarbanes Oxley Act; under the Securities Act of 1934; under federal statutory provisions relating to investigative officers; or disclosures under any other law, rule or regulation of the Commission. [read post]
6 May 2011, 9:53 pm
Dodd-Frank, however, will likely impact many more executives than previously implicated under Sarbanes-Oxley. [read post]
6 May 2011, 6:52 am
They point particularly to Sarbanes-Oxley. [read post]
4 May 2011, 8:32 am
So far, the only completed installation of the program is the establishment of the new Whistleblower Office and appointment of Sean McKessy as the new director of that office. [read post]
2 May 2011, 1:23 pm
” The auditor argued that these reforms were required by the Sarbanes-Oxley Act. [read post]
26 Apr 2011, 8:53 am
The 113-page Study, which was mandated by Section 989G(b) of the Dodd-Frank Act, was prepared by the Staff of the Office of the Chief Accountant of the SEC. [read post]
14 Apr 2011, 7:50 am
With the passage of Sarbane-Oxley rules, and the need to lock down electronic records as the business world slowly migrated from print to electronic records, the need for highly-skilled Records Managers became a requirement for almost every major business in the US. [read post]
11 Apr 2011, 11:51 am
Department of Labor ("DOL") Administrative Review Board ("ARB") determined that protected activity under the Sarbanes-Oxley Act of 2002 ("SOX") does not require a showing of fraud against shareholders. [read post]
11 Apr 2011, 7:51 am
Department of Labor ("DOL") Administrative Review Board ("ARB") determined that protected activity under the Sarbanes-Oxley Act of 2002 ("SOX") does not require a showing of fraud against shareholders. [read post]
11 Apr 2011, 3:50 am
” The panel includes very prominent attorneys, the head of the SEC’s Office of Small Business Policy, Gerald Laporte and Mary Sjoquist, head of communications for the PCAOB (Public Company Accounting Oversight Board). [read post]
2 Apr 2011, 6:16 pm
& Interpublic Group of Companies, Inc., now pending before the DOL's Office of Administrative Law Judges. [read post]
1 Apr 2011, 8:27 am
Rees of the Solicitor of Labor's office, Mark D. [read post]
24 Mar 2011, 4:40 pm
He asked COSO to consider including it in the updated framework.Noting the Sarbanes-Oxley Sec. 407 requirement that companies disclose if they have a financial expert on the audit committee, SAG member, and Eli Lilly & Company Chief Accounting Officer, Arnold Hanish said that there is a need to beef up financial experts on boards. [read post]
24 Mar 2011, 9:15 am
Critics argue that the legislation will circumvent internal compliance programs, including those premised on the 2002 Sarbanes-Oxley Act. [read post]
24 Mar 2011, 5:19 am
The SEC also previously charged the company's former chief accounting officer with violations of the antifraud provisions of the federal securities laws, but the CEO was never charged with any misconduct in any of these proceedings. [read post]
21 Mar 2011, 7:19 am
., have voted against approving the executive compensation of their named executive officers. [read post]
14 Mar 2011, 6:58 am
Over the past decade, due largely to Sarbanes-Oxley and now Dodd-Frank, corporate America has paid an increasing amount of attention to corporate whistleblowers. [read post]
10 Mar 2011, 1:22 pm
In the asset management area, the Division must increase its understanding of issues related to valuation of illiquid portfolios.Regarding Corporation Finance, Director Cross said that the Sarbanes-Oxley Act mandate that the Division review the financial statements of all reporting companies at least once every three years. [read post]
