Search for: "Ontario Securities Commission"
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21 Oct 2011, 12:35 pm
In a bid to resolve enforcement matters more quickly and effectively, the Ontario Securities Commission today announced a series of proposed enforcement initiatives that would include permitting market participants to enter into no-contest settlements. [read post]
14 Oct 2011, 7:36 am
Top Shop bit.ly/qQFI7b Ontario | No publication ban in diet doctor’s trade secret lawsuit bit.ly/qDRlWK Apple, Samsung in symbiotic bond despite patent fight bit.ly/oNUtXk [read post]
12 Oct 2011, 6:52 am
Houghton (1999), and City of Ontario v. [read post]
11 Oct 2011, 3:30 pm
Bennett was prohibited by the Ontario Securities Commission from acting as an officer or director of a public company for ten years, and ordered to pay an administrative monetary penalty (“AMP”) of $250,000. [read post]
7 Oct 2011, 1:14 pm
The Ontario Securities Commission today issued a notice and request for comment related to the proposed acquisition by the Maple Group Inc. of TMX Group, Alpha Trading Systems Limited Partnership and Alpha Trading Systems Inc., the Canadian Depository for Securities Limited and, indirectly, CDS Clearing and Depository Services Inc. [read post]
30 Sep 2011, 11:36 am
Gowlings announced the winners of its 8th annual Biotech Essay Contest, and Kelley McKinnon, head of the firm’s securities litigation group, spoke on BNN about the Ontario Securities Commission’s decision to extend its cease trade order on Sino-Forest (see the interview here). [read post]
26 Sep 2011, 3:10 am
United Nations Commission on International Trade Law. [read post]
23 Sep 2011, 6:49 am
Forum session on The Security Council Today and Tomorrow. [read post]
21 Sep 2011, 12:40 pm
When the policy was first being considered, a panel of senior securities law practitioners urged the Ontario Securities Commission to defer on such determinations to the courts. [read post]
19 Sep 2011, 8:23 am
Since 2006, ISS is aware of slightly more than 200 companies that have voluntarily adopted majority voting/director resignation policies, which require directors to submit their resignation if they do not receive majority support.The TSX acknowledges that the Ontario Securities Commission (OSC) published OSC Staff Notice 54-701--Regulatory Developments Regarding Shareholder Democracy Issues in January; the OSC is soliciting comments on a number of issues, including slate… [read post]
11 Sep 2011, 12:14 pm
Ontario Securities Commission (OSC) attorneys reportedly are reviewing “tens of thousands” of documents in connection with the investigation of Sino-Forest Corp. [read post]
8 Sep 2011, 11:34 am
The Ontario Securities Commission said it needed more time to investigate allegations that the Chinese company overstated its assets and revenues. [read post]
7 Sep 2011, 8:18 am
The Globe and Mail report on a paper published by former Ontario Securities Commission chief Edward Waitzer (now at Osgoode Hall Law School) and his colleague... [read post]
6 Sep 2011, 10:33 am
An independent privacy and security audit — to be reported to Commission as part of the utility’s general rate case filing. [read post]
31 Aug 2011, 10:27 am
They could finally achieve the demise of securities class claims.Fully Federalizing the Federal Arbitration Act Roger Williams Univ. [read post]
26 Aug 2011, 10:23 am
Staff of the Ontario Securities Commission today released a notice setting out their views on the application of prospectus requirements and product regulation in connection with cross-listings by foreign exchange-traded mutual funds. [read post]
19 Aug 2011, 6:06 pm
The case moved to the appeal court after Ontario Superior Court justice Archie Campbell denied the Ontario Securities Commission’s application to have Justice Peter Hryn removed from the trial.Echoing the sentiments of criminal defence lawyer Brian Greenspan from a day earlier, Fisher said the focus of Felderhof’s counsel was to resume the trial in front of Hryn rather than directly deal with all of the accusations the OSC leveled against Groia’s… [read post]
18 Aug 2011, 11:32 am
Greenspan, a partner with Greenspan Humphrey Lavine, was called by Groia to assist in the Felderhof case when the Ontario Securities Commission made an application to remove Ontario Superior Court Justice Peter Hryn from the trial. [read post]
17 Aug 2011, 9:11 am
He also acted as counsel for several commissions of inquiry into national security, the state of competition in the petroleum industry, and drug use in sports. [read post]
1 Aug 2011, 7:19 am
During the proceedings, Groia accused prosecutors for the Ontario Securities Commission of abuse of process and professional misconduct, largely over disclosure issues, said they were trying to convict his client “at all costs. [read post]
