Search for: "PRINCIPAL LIFE INSURANCE COMPANY" Results 601 - 620 of 965
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12 Apr 2016, 3:50 pm by Cynthia Marcotte Stamer
    Subject to this cautionary proviso, the following are some of the activities that the Rule identifies as activities that might fall outside the Rule’s covered investment activities in the manner required by the Rule: “Education” as defined and provided in accordance with the Rule; “General communications that a reasonable person would not view as an investment recommendation;” Simply making available a platform of investment alternatives without… [read post]
12 Apr 2016, 3:50 pm by Cynthia Marcotte Stamer
    Subject to this cautionary proviso, the following are some of the activities that the Rule identifies as activities that might fall outside the Rule’s covered investment activities in the manner required by the Rule: “Education” as defined and provided in accordance with the Rule; “General communications that a reasonable person would not view as an investment recommendation;” Simply making available a platform of investment alternatives without… [read post]
3 Jul 2014, 6:51 am by O. Carter Snead
  Indeed, both Justices Alito and Kennedy cite the Court’s recent order (pending appeal) allowing the Little Sisters of the Poor to opt out of this self-certification process by providing written notice to HHS of their objections rather than to their insurance company or TPA. [read post]
9 Aug 2010, 7:30 am by Robert Brandt
She now owes $60,000 to the credit card companies and cannot even keep up with the monthly minimum monthly payments owed to the credit card companies any more. [read post]
6 Aug 2012, 6:49 am by D. Daxton White
(Aa3) as interest rate swap provider; and (iv) Transamerica Life Insurance Company (A1/ P-1) as guaranteed investment agreement provider. (13) Main Street Natural Gas, Inc. [read post]
6 Aug 2012, 6:49 am by D. Daxton White
(Aa3) as interest rate swap provider; and (iv) Transamerica Life Insurance Company (A1/ P-1) as guaranteed investment agreement provider. (13) Main Street Natural Gas, Inc. [read post]
6 Aug 2012, 6:49 am by D. Daxton White
(Aa3) as interest rate swap provider; and (iv) Transamerica Life Insurance Company (A1/ P-1) as guaranteed investment agreement provider. (13) Main Street Natural Gas, Inc. [read post]
11 Feb 2007, 6:52 am
Federally related mortgage loan or mortgage loan means as follows: (1) Any loan (other than temporary financing, such as a construction loan): (i) That is secured by a first or subordinate lien on residential real property, including a refinancing of any secured loan on residential real property upon which there is either: (A) Located or, following settlement, will be constructed using proceeds of the loan, a structure or structures designed principally for occupancy of from… [read post]
14 May 2023, 6:56 pm
European, more than most, worry about this shift in the sources of overseas investments from the perspective of their now decades long objectives to embed human rights more directly in economic activities and political life. [read post]
2 Jun 2022, 12:50 pm by Andrew Koppelman
  Others, previously rejected, spring back into life as the scholars revise earlier conclusions. [read post]
28 Feb 2007, 12:38 pm
The Met Life equity product is sold by no one that I know of, and it was almost impossible to get compliance people to approve it. [read post]
16 Sep 2009, 8:31 am
Insurance companies compound that distress by delaying settlement as long as possible. [read post]
23 Jun 2011, 7:00 am by Jeffrey Krivis
This information will lead to further discussions on whether there is insurance and to what extent the insurer has been fully informed about the exposure on the file. [read post]
8 Nov 2010, 2:48 pm by James Hamilton
The SEC staff has usually taken the position that a person serving as a sponsor is tantamount to the investment adviser or principal underwriter of a registered investment company in order to impose the prohibitions on conflicts of interest in Section 17 of the 1940 Act upon a sponsor of a registered investment company. [read post]
28 Mar 2011, 7:02 pm by Tomassi Law Associates
The committee filed the lawsuit to insure claims against Zell wouldn’t be lost arising from the $13.7 billion leveraged buyout for Tribune that he carried out in 2007. [read post]