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8 Mar 2018, 7:21 am by Blum Law Group
(CRD #34643, Boca Raton, Florida) – An AWC (Accept, Waiver & Consent) was issued in which the firm was censured and required to provide FINRA with a remediation plan to remediate eligible customers who qualified for, but did not receive, an applicable mutual fund sales-charge waiver. [read post]
29 Jun 2018, 8:41 am by Benjamin S. Persons, IV
Federated Mutual Insurance Company The Georgia Court of Appeals recently addressed this issue in the context of a somewhat unusual case. [read post]
15 Jul 2010, 8:18 am by Lauren Ellerman
Read this - it is a great decision for those of us who fight against non-competition agreements.Texas Court Strikes Down Surgeons' Non-Compete Covenant because "the covenant must provide for a buyout of the covenant by the physician at a reasonable price or, at the option of either party, as determined by a mutually agreed upon arbitrator. [read post]
4 Jan 2019, 5:56 am
For decades, American workers have been subjected to increasing pressure to become forced capitalists, in the sense that to provide for retirement for themselves, and to pay for college for their children, they must turn part of their income every month over to mutual funds who participate in 401(k) and 529 programs. [read post]
28 Jul 2014, 12:01 pm by Editorial Board
  Judge Conley similarly granted summary judgment to RBS in connection with CUNA Mutual’s allegations of misrepresentations concerning owner occupancy status, finding that CUNA Mutual had not submitted adequate evidence of any misstatement by RBS of the owner occupancy ratios, which were based on occupancy information provided by the borrowers. [read post]
4 Sep 2019, 7:21 am by help@sandbergphoenix.com
They then sued Liberty Mutual for breach of contract, both for failing to provide an adequate defense and for refusing to indemnify them for their out of pocket “damages”. [read post]
26 Feb 2009, 10:46 am
I won’t detail the facts of the case in depth here, but the case turns on the question of the plan sponsor’s and service providers’ potential fiduciary liability for allegedly high fees in the mutual funds offered in a 401(k) plan and the limited degree of disclosure provided to participants about the fees. [read post]
2 Jan 2012, 4:35 am
" Software is provided by Mutual as a "best practice[e]" to enable agents to sell its products more successfully. [read post]
3 Oct 2008, 9:02 pm
Do not issue or provide us with confidential information until an attorney-client relationship has been formally established with our firm. [read post]
” The videos “provide practical advice and touch on a range of skills from being trustworthy to taking a step back, to ‘trying on’ a different person’s perspective. [read post]
” The videos “provide practical advice and touch on a range of skills from being trustworthy to taking a step back, to ‘trying on’ a different person’s perspective. [read post]
29 Sep 2010, 11:51 am by Jason Martin, Esq.
  Section 3301(c) provides that parties may obtain a divorce through mutual consent. [read post]
14 Feb 2016, 6:44 pm by Jonathan Rudnick
wrongful repossession THE REMEDIES PROVIDED IN THE NEW JERSEY CONSUMER FRAUD ACT ARE CUMULATIVE AND, IN ADDITION TO ANY REMEDIES CONTAINED IN THE UNIFORM COMMERCIAL CODE, THUS THE CLAIMS ARE NOT MUTUALLY EXCLUSIVE The rights provided under the New Jersey Consumer Fraud Act are in addition to any other statutory or common law rights. [read post]
4 Nov 2011, 6:20 am
  The following are the key issues discussed by Director Rominger: The benefits of an optional variable annuity summary prospectus, similar to the successful optional mutual fund summary prospectus provided for by SEC regulations adopted in 2009. [read post]
26 Oct 2011, 2:54 am by gmlevine
For the respondent challenger, the UDRP provides a limited stay of 10 days to commence a legal action “against the complainant in a [mutual] jurisdiction to which the complainant has submitted under Paragraph 3(b)(xiii) of the Rules of Procedure. [read post]