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7 Aug 2019, 6:23 am
The scope of the review was limited to Q&As relating to the Capital Requirements Regulation and the Capital Requirements Directive IV, with a focus on policy issues, on which around 625 questions have been answered, thus accounting for about one third of final Q&As. [read post]
27 Aug 2011, 9:11 am
James Q. [read post]
3 Apr 2019, 3:30 am
ESMA has also amended 4 Q&As dealing with the: identification and authorisation of high frequency trading (Q&A 6 of section 3 on Direct Electronic Access and algorithmic trading); timing of notification for transitional arrangements under Article 35(5) of MiFIR (Q&A 1 of section 6 on Access to CCPs and trading venues); timing and procedure of notification for temporary opt out under Article 36(50 MiFIR (Q&A 3 of section 6 on Access to CCPs and… [read post]
15 Feb 2024, 9:34 am
Erik Ortmann, partner and co-chair of the Construction Practice Group at Kaufman Dolowich, addresses key provisions of the rule in an insightful Q & A appearing in the Construction Broadsheet. [read post]
31 Jul 2009, 1:45 pm
In the latest of a series of chats with high-profile securities lawyers, Law 360 conducted a Q&A session with Sheppard Mullin partner and head of the firm's Corporate/Securities Litigation team, John P. [read post]
5 Jun 2019, 7:41 am
On 4 June 2019, the European Securities and Markets Authority (ESMA) published an updated version of its Q&As on the Undertakings for Collective Investment in Transferable Securities (UCITS) Directive. [read post]
7 Jul 2009, 7:13 am
") The first of these two Q&As is an interview with David S. [read post]
26 Feb 2021, 8:50 pm
The Q&As provide clarifications on the use of SPV under the ECSPR. [read post]
15 Jul 2021, 11:26 am
Listen: Crowell.com | PodBean | SoundCloud | Apple Podcasts The post Byte-Sized Q&A – What is Ransomware? [read post]
16 Aug 2022, 4:26 am
In this Q&A DNB provides guidance on when DNB’s prior consent is required for a retention bonus. [read post]
13 Oct 2023, 8:37 am
The Q&As have been updated to include the two following Q&As with regards to access to CCPs and trading venues: Question 8 – To what extent can a trading venue apply different fee schedules to CCPs under Article 36 of MiFIR? [read post]
31 Jan 2021, 8:39 pm
Are There Any Drawbacks to the Q&A Format? [read post]
29 Mar 2021, 8:50 pm
The Q&As contain answers to questions that fall outside the exclusive competence of any of the ESAs. [read post]
1 Jun 2009, 8:58 am
Q: How was the transition to HLS? [read post]
5 Aug 2019, 4:24 pm
The updated Q&As can be found here. [read post]
26 Sep 2022, 5:43 am
The following sections of the Q&As have been updated: Position limits. [read post]
4 Oct 2019, 5:59 am
The updated Q&As modify the answer to question 8 on best execution concerning how the RTS 27 and RTS 28 reports should be made available to the public. [read post]
2 Oct 2018, 4:45 am
The eleven published Q&As concern monetisation, corresponding to rows 7240-7420 under PRA110. [read post]
18 Feb 2020, 7:13 am
On 17 February 2020, the European Securities and Markets Authority (ESMA) updated its Q&As regarding the implementation of the Central Securities Depositories Regulation (CSDR). [read post]
2 Oct 2020, 8:55 pm
Another new TR Q&A indicates how the fields execution timestamp, effective date, maturity date and settlement date should be reported for Forward Rate Agreement derivatives (FRAs). [read post]
