Search for: "R. A. Stanley"
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16 Aug 2016, 5:45 am
Contents include:Sang-Hyun Song, International Criminal Court-Centred International Criminal Justice and Its Challenges Amanda Alexander, International Humanitarian Law, Postcolonialism and the 1977 Geneva Protocol I Conall Mallory, Abolitionists at Home and Abroad: A Right to Consular Assistance and the Death Penalty Rebecca L Stanley & Ross P Buckley, Protecting the West, Excluding the Rest: The Impact of the AML/CTF Regime on Financial Inclusion in the Pacific and Potential… [read post]
15 Aug 2016, 12:11 pm
On August 11, 2016, the First Department of the Appellate Division of the Supreme Court of the State of New York affirmed a trial court ruling that investor-plaintiff IKB International to proceed with claims that RMBS sponsor and underwriter Morgan Stanley knowingly misrepresented loans’ credit quality and characteristics. [read post]
15 Aug 2016, 12:07 pm
Bank to proceed with claims against Morgan Stanley in connection with alleged losses of $140 million resulting from the sale of allegedly defective loans. [read post]
6 Aug 2016, 3:15 pm
Alessandra Stanley drills down: Bill McGowan, a communications coach and chief executive of Clarity Media Group, calls the hand-on-heart motion “the gesture du jour. [read post]
3 Aug 2016, 5:25 am
Andrew Todd Yocum, formerly of Morgan Stanley, The Villages, FL and Summit Brokerage Services, Lady Lake, FL has been subject to seventeen customer complaints since May 19th, 2015, according to Broker Check by the Financial Industry Regulatory Authority (FINRA). [read post]
1 Aug 2016, 5:39 am
Morgan Stanley Humiliated In $10 Million Employee Loan ArbitrationWe want our money back and we want it now! [read post]
26 Jul 2016, 2:38 pm
Broker-dealer firms such as Morgan Stanley are obligated by the securities laws and industry rules to ensure that recommended investments are suitable for each investor. [read post]
26 Jul 2016, 9:20 am
In a recent FINRA arbitration, the likely-confident Morgan Stanley demanded repayment of nearly $10 million in promissory notes. [read post]
25 Jul 2016, 11:16 pm
In mid-July, deputies from the Sumpter County Sheriff’s Office spotted 72-year-old Stanley Orzechowski behind the wheel of a Ford Mustang on Old Mill Run. [read post]
25 Jul 2016, 3:05 pm
Manougian left Morgan Stanley Smith Barney “after allegations. [read post]
22 Jul 2016, 11:01 am
In June, the SEC appointed Christopher R. [read post]
22 Jul 2016, 9:48 am
Abrams was employed and registered with Morgan Stanley from 1995 to 2001, according to BrokerCheck records. [read post]
21 Jul 2016, 11:28 pm
And while we are on this tip, take a look at this piece from 24 Dash informing us that Cameron has the worst record on housing of any Prime Minister since Stanley Baldwin in 1923. [read post]
20 Jul 2016, 8:00 am
” The group’s appeal to their disciplinary expertise has attracted the ire of critics such as postmodernist law and literature scholar Stanley Fish, who wrote a New York Times column attacking HAT: By dressing up their obviously partisan views as “the lessons of history,” the signatories to the letter present themselves as the impersonal transmitters of a truth that just happens to flow through them. [read post]
19 Jul 2016, 2:18 pm
According to his FINRA BrokerCheck, Yocum was registered with Morgan Stanley from 06/2009 – 10/2015. [read post]
19 Jul 2016, 5:00 am
The SEC charged Morgan Stanley with violating Rule 30(a) of Regulation S-P. [read post]
16 Jul 2016, 6:25 am
I ran across that because Stanley Fish is calling them out, in a NYT op-ed that begins "Professors are at it again, demonstrating in public how little they understand the responsibilities and limits of their profession. [read post]
8 Jul 2016, 4:45 pm
Jay Stanley of the American Civil Liberties Union, quoted by Gizmodo, agrees, though he adds that the easy and relatively safe use of ground robots that can deploy deadly force could mean they could be overused: “Remote uses of force raise policy issues that should be carefully considered … and should remain confined to extraordinary situations,” he said. [read post]
8 Jul 2016, 6:00 am
[More…] Farewell to Ralph Stanley and Success in Repatriation by Tom Fox in FCPA Compliance Report I thought about Stanley’s genius when considering one of the challenges in anti-corruption going forward; which is the issue of repatriation of the funds stolen from a country through bribery. [read post]
7 Jul 2016, 7:41 am
Stanley Black & Decker, a Texas product liability plaintiff appealed from a summary judgment motion brought by the defendant manufacturer. [read post]
