Search for: "Reliance Trust Company"
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24 Jan 2014, 12:57 am
In many jurisdictions, corporate officials sued for their actions undertaken in their corporate capacity may be able to defend themselves in reliance on the “business judgment rule. [read post]
17 Jan 2014, 8:23 am
This is particularly true when surveillance technology and our reliance on digital information is evolving much faster than our laws. [read post]
16 Jan 2014, 7:11 am
In First National Mortgage Company V. [read post]
16 Jan 2014, 6:46 am
In a case known as the Fiona Trust case, the House of Lords (now the U.K. [read post]
4 Dec 2013, 9:07 am
As of the beginning of 2013, individuals, estates and trusts are subject to a Medicare tax of 3.8% on “net investment income” (or undistributed “net investment income”, in the case of estates and trusts) for each taxable year. [read post]
2 Dec 2013, 6:35 am
The three elements in a churning claim are: (1) broker control of the account, including de facto control through acquiescence, trust, or reliance; (2) excessive trading; and (3) scienter or intent to defraud. [read post]
25 Nov 2013, 12:12 am
Background David Lerner Associates (DLA) is a broker-dealer that served as the underwriter and sole distributor for securities of the Apple Real Estate Investment Trust (REIT). [read post]
22 Nov 2013, 6:10 am
The three elements in a churning claim are: (1) broker control of the account, including de facto control through acquiescence, trust, or reliance; (2) excessive trading; and (3) scienter or intent to defraud. [read post]
19 Nov 2013, 6:26 am
Nov. 18, 2013), involves an anti-trust challenge to the 2008 merger of Sirius Satellite Radio, Inc. and XM Satellite Holdings, Inc. [read post]
19 Nov 2013, 5:32 am
The three elements of churning are: (1) control of the account by the broker, including de facto control through acquiescence, trust, or reliance; (2) excessive trading; and (3) scienter or intent to defraud. [read post]
12 Nov 2013, 3:11 pm
And if so, does that invite trust or reliance on a machine that will not be warranted in some circumstances? [read post]
27 Sep 2013, 3:46 am
These same directors of Sharemax who caused the problem have been appointed by the Court to resolve the problem through their new company, Nova Group (... how the heck did that happen???). [read post]
22 Sep 2013, 8:35 pm
An “accredited investor” includes: an individual with a net worth greater than US$1 million (exclusive of the value of a primary residence), either individually or jointly with the individual’s spouse a natural person with income exceeding US$200,000 in each of the two most recent years or joint income with a spouse whose annual income exceeds US$300,000 for those years and a reasonable expectation of the same income level in the current year a trust with assets in… [read post]
22 Sep 2013, 2:35 pm
An “accredited investor” includes: an individual with a net worth greater than US$1 million (exclusive of the value of a primary residence), either individually or jointly with the individual’s spouse a natural person with income exceeding US$200,000 in each of the two most recent years or joint income with a spouse whose annual income exceeds US$300,000 for those years and a reasonable expectation of the same income level in the current year a trust with assets in… [read post]
19 Sep 2013, 9:53 am
By itself, off-label promotion is no more causal than, as we commented the other day, a “video of a company employee kicking his dog. [read post]
12 Sep 2013, 1:49 pm
Regulation FD Basics Under Regulation FD, an issuer or any person acting on its behalf that intentionally discloses material nonpublic information to (i) broker-dealers or their associated persons, (ii) investment advisers or their associated persons, (iii) investment companies or entities such as hedge funds that would be investment companies but for their reliance on exceptions available under Section 3(c)(1) or Section 3(c)(7) of the Investment Company… [read post]
29 Aug 2013, 1:20 am
Now, whom should you trust if you don't have the time and background to research the whole issue for yourself? [read post]
29 Jul 2013, 1:14 am
The insurer argue that the fee award represents an amount the company had to pay in order to secure the benefit that inured to the company in the derivative lawsuit settlement. [read post]
28 Jul 2013, 3:16 pm
All of which resulted from his misplaced trust and reliance on his company’s past vice-president who had received a 10% interest. [read post]
12 Jul 2013, 12:21 am
The Haven Trust case is discussed here. [read post]
