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23 Jul 2024, 2:51 pm
In Jarkesy, the Supreme Court held that “the Seventh Amendment entitles a defendant to a jury trial when the SEC seeks civil penalties against him for securities fraud. [read post]
23 Jul 2024, 8:15 am
He also represents whistleblowers in major claims under the SEC, CFTC and FINCEN whistleblower programs and can be reached at Jeff@JeffNewmanLaw.com or at 617-823-3217 The post Green Dot Corp fined $44 Million after customers lost access to funds appeared first on Jeff Newman Law. [read post]
23 Jul 2024, 8:00 am
The SEC has made rulemaking and enforcement a priority with respect to the artificial intelligence (AI) space. [read post]
23 Jul 2024, 6:00 am
Our full analysis on the SEC/SolarWinds decision please see: Judge Dismisses Most of SEC Case Against SolarWinds and Its CISO.Continue Reading › [read post]
23 Jul 2024, 3:20 am
At SEC Speaks in April, SEC Staff characterized the Act as “a comprehensive risk-based legal regime governing AI across the EU” that “will have implications for public companies that provide or deploy AI systems in the EU” and specifically noted that penalties include “up to 7% of global revenue” and violations can “result in withdrawal of the AI system from the market. [read post]
23 Jul 2024, 3:15 am
On Friday, the SEC announced the creation of the Interagency Securities Council. [read post]
22 Jul 2024, 9:05 pm
I use a hand-collected dataset of SEC-mandated public disclosures to evaluate these potential motivations. [read post]
22 Jul 2024, 4:05 pm
The majority opinion he joined in SEC v. [read post]
22 Jul 2024, 8:02 am
Since the time of those remarks, there have in fact been several AI-washing based SEC enforcement actions (as discussed, for example, here), and even several securities class action lawsuits based on AI washing allegations (for example, here). [read post]
22 Jul 2024, 7:54 am
SEC adopts climate disclosure rules for corporations. [read post]
22 Jul 2024, 6:00 am
On July 18, 2024, in a highly anticipated ruling, U.S. [read post]
22 Jul 2024, 5:32 am
SEC. [read post]
22 Jul 2024, 3:30 am
The SEC has noted on its homepage that it is monitoring for market-related impacts of this “widespread IT disruption. [read post]
22 Jul 2024, 3:15 am
For companies that get to the materiality step, keep in mind that the SEC has made clear that the materiality assessment is not limited to the incident’s impact on the company’s financial condition and results of operation. [read post]
21 Jul 2024, 10:00 pm
The US Securities and Exchange Commission (SEC), Division of Corporation Finance on June 24, 2024 issued five Compliance and Disclosure Interpretations (C&DIs) on its website to address questions raised by its requirement for public companies to report material cybersecurity incidents under Form 8-K’s new Item 1.05. [read post]
21 Jul 2024, 10:00 pm
The US Securities and Exchange Commission (SEC), Division of Corporation Finance on June 24, 2024 issued five Compliance and Disclosure Interpretations (C&DIs) on its website to address questions raised by its requirement for public companies to report material cybersecurity incidents under Form 8-K’s new Item 1.05. [read post]
21 Jul 2024, 10:00 pm
The US Securities and Exchange Commission (SEC), Division of Corporation Finance on June 24, 2024 issued five Compliance and Disclosure Interpretations (C&DIs) on its website to address questions raised by its requirement for public companies to report material cybersecurity incidents under Form 8-K’s new Item 1.05. [read post]
21 Jul 2024, 10:00 pm
The US Securities and Exchange Commission (SEC), Division of Corporation Finance on June 24, 2024 issued five Compliance and Disclosure Interpretations (C&DIs) on its website to address questions raised by its requirement for public companies to report material cybersecurity incidents under Form 8-K’s new Item 1.05. [read post]
21 Jul 2024, 10:00 pm
The US Securities and Exchange Commission (SEC), Division of Corporation Finance on June 24, 2024 issued five Compliance and Disclosure Interpretations (C&DIs) on its website to address questions raised by its requirement for public companies to report material cybersecurity incidents under Form 8-K’s new Item 1.05. [read post]
21 Jul 2024, 10:00 pm
The US Securities and Exchange Commission (SEC), Division of Corporation Finance on June 24, 2024 issued five Compliance and Disclosure Interpretations (C&DIs) on its website to address questions raised by its requirement for public companies to report material cybersecurity incidents under Form 8-K’s new Item 1.05. [read post]
