Search for: "SEC v. Downe"
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27 Oct 2017, 2:16 am
. **** SEC Matters: SEC Adopts Amendments to Form ADV and the Books and Records Rule. [read post]
16 Oct 2017, 5:39 am
Dept. of Labor v. [read post]
13 Oct 2017, 7:13 am
Just as innovators have sandboxes in which to develop new technologies, Congress should give regulators a sandbox for applying them.The SEC’s July report concluding that DAO tokens were securities is the agency’s digital Marbury v. [read post]
10 Oct 2017, 10:22 am
If and when the Court does consider the case, its decision may come down to an interpretation of its 1991 decision in Freytag v. [read post]
2 Oct 2017, 4:50 pm
2005: SEC v. [read post]
19 Sep 2017, 10:38 am
This could lead investors and researchers alike to think that Google either shut down many of its tax haven subsidiaries or consolidated them into one. [read post]
15 Sep 2017, 6:10 am
Posted by William Magnuson, Texas A&M Law School, on Wednesday, September 13, 2017 Tags: Algorithmic trading, Banks, Bitcoin, Crowdfunding, Dodd-Frank Act, Financial crisis, Financial institutions, Financial regulation, Financial reporting, Financial technology, Innovation, International governance, Market efficiency, Moral hazard, SIFIs, Systemic risk OCC Stakes Out a Lead Role in Establishing New… [read post]
4 Sep 2017, 2:20 pm
Every year just after Labor Day, I take a step back and survey the most important current trends and developments in the world of Directors’ and Officers’ liability and D&O insurance. [read post]
31 Aug 2017, 5:32 pm
Circuit Court of Appeals that struck down SEC laws mandating disclosure of conflict diamonds.) [read post]
22 Aug 2017, 3:00 am
SRO Rulemaking: DC Circuit Decision May Slow SEC Action on Rule Proposals A recent ruling from the DC Circuit may slow down the SRO rulemaking process by effectively raising the standard for SEC review of new rules. [read post]
12 Aug 2017, 9:10 pm
Sullivan came down from the Supreme Court. [read post]
9 Aug 2017, 9:00 pm
BPI was forced to lay off about 750 workers as it closed down production lines in Waterloo, IA; Garden City, KS; and Amarillo, TX. [read post]
4 Aug 2017, 4:20 am
Co. v. [read post]
4 Aug 2017, 4:20 am
Co. v. [read post]
23 Jul 2017, 9:20 pm
SEC, the Supreme Court considered whether the U.S. [read post]
12 Jul 2017, 3:50 am
In many cases the ransom note that hijacks the victim’s screen is accompanied by a digital clock ominously ticking down the minutes and seconds from 72 hours. [read post]
7 Jul 2017, 4:30 am
RSR Sec. [read post]
30 Jun 2017, 5:04 pm
NAT’L SEC. [read post]
30 Jun 2017, 8:04 am
Sluss v. [read post]
30 Jun 2017, 6:00 am
Supreme Court will have the opportunity to address the question in the case of Digital Realty Trust v. [read post]
