Search for: "SECURITIES AND EXCHANGE COMMISSION"
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4 Jun 2024, 12:23 pm
“The Securities and Exchange Commission today announced that it will close its Salt Lake Regional Office (SLRO) later this year, reducing its regional footprint from 11 regional offices to 10. [read post]
4 Jun 2024, 12:05 pm
The Securities and Exchange Commission today announced that it will close its Salt Lake Regional Office (SLRO) later this year, reducing its regional footprint from 11 regional offices to 10. [read post]
4 Jun 2024, 6:28 am
Jeffrey Newman is a whistleblower lawyer, whose firm represents whistleblowers in healthcare fraud cases under the False Claims Act (FCA) and also under the Securities and Exchange, FINCEN and CFTC whistleblower programs. [read post]
4 Jun 2024, 4:17 am
SPAC management teams and directors are vulnerable to lawsuits from their public company shareholders as well as regulators like the Securities and Exchange Commission (SEC) and the Department of Justice (DOJ). [read post]
3 Jun 2024, 8:58 am
While restoring net neutrality was identified early on as a priority for the Biden Administration, it was not until the fall of 2023, with the confirmation of Anna Gomez, that the Administration was able to secure a Democratic majority at the Commission. [read post]
2 Jun 2024, 9:01 pm
And you can even self-report when you think there is a possible securities law violation. [read post]
1 Jun 2024, 11:14 pm
Securities and Exchange Commission, Live Nation said it was “working to mitigate risk to our users” and was cooperating with law enforcement officials. [read post]
1 Jun 2024, 6:30 am
It has assumed outsized importance in the Securities and Exchange Commission’s (SEC’s) enforcement actions against entities that have made public offerings of unregistered securities. [read post]
1 Jun 2024, 6:30 am
It has assumed outsized importance in the Securities and Exchange Commission’s (SEC’s) enforcement actions against entities that have made public offerings of unregistered securities. [read post]
1 Jun 2024, 5:00 am
It doesn’t matter Israel prefers commissions to prosecutions. [read post]
31 May 2024, 12:47 pm
Department of Commerce, Consumer Financial Protection Bureau, and the Securities and Exchange Commission regarding data and AI. [read post]
31 May 2024, 12:31 pm
SEC final rule on reporting material cybersecurity incidents In July 2023, the US Securities and Exchange Commission (SEC) finalized its rule requiring public companies to disclose material cybersecurity incidents under Item 1.05 of Form 8-K. [read post]
31 May 2024, 11:27 am
” The SEC’s complaint charges Murray and Trillium with violating the antifraud provisions of the Securities Act of 1933 and the Securities Exchange Act of 1934. [read post]
31 May 2024, 10:00 am
The Securities and Exchange Commission today charged Robert Scott Murray and Trillium Capital LLC, a private company controlled by Murray, with a fraudulent scheme to manipulate the stock price of Getty Images Holdings Inc. by announcing a phony offer by…Read the Full Press Release Have a securities law question? [read post]
31 May 2024, 8:13 am
Department of Commerce, Consumer Financial Protection Bureau, and the Securities and Exchange Commission regarding data and AI. [read post]
31 May 2024, 6:40 am
The Securities and Exchange Commission’s Investor Advisory Committee will hold a virtual public meeting on June 6, 2024, at 10 a.m. [read post]
31 May 2024, 5:26 am
Securities and Exchange Commission Chair Gary Gensler said the change will make the U.S. financial markets more resilient. [read post]
31 May 2024, 2:30 am
For example, this excerpt from the website’s discussion of the early days of the SEC provides a reminder that strong policy disagreements among commissioners are nothing new: The Securities Exchange Act required a bipartisan Commission. [read post]
30 May 2024, 3:22 pm
Enlarge (credit: Apu Gomes / Stringer | Getty Images News) After months of loudly protesting a subpoena, Elon Musk has once again agreed to testify in the US Securities and Exchange Commission's investigation into his acquisition of Twitter (now called X). [read post]
29 May 2024, 10:30 pm
To foster a true and efficient single market for trading, the Commission was of the view that the transparency and availability of market data had to be improved. [read post]
