Search for: "Securities America Financial Corporation"
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8 Sep 2008, 12:12 pm
Financially, merged organizations may attract more grants than would be possible individually. [read post]
15 Sep 2011, 8:44 am
Today, the Federal Securities Law Blog takes a look back at the last 30 days in the world of securities-related litigation in a regular feature which appears on approximately the 15th of each month. [read post]
14 Feb 2020, 4:27 am
This includes both consumer and corporate bankruptcy and insolvency topics as well as any related subject, such as secured transactions. [read post]
17 Nov 2009, 4:00 am
According to the website: "Speed of Wealth and Mantria have joined forces once again to save the environment while helping middle America secure its financial future! [read post]
14 Feb 2012, 12:39 pm
Today (a day early), the Federal Securities Law Blog takes a look back at the last 30 days in the world of securities-related litigation in a regular feature which appears on approximately the 15th of each month. [read post]
21 Aug 2010, 6:47 am
Corporate America: Stop wasting your money on lobbyists to reform our legal system; that system works just fine. [read post]
5 Dec 2020, 12:58 pm
Treasury Department’s Financial Crimes Enforcement Network (FinCEN) to securely collect company beneficial ownership information, specifically the names, dates of birth, and addresses of the actual owners of corporations, limited liability companies, and similar entities formed under state law. [read post]
Letter Concerning PCAOB Staff Guidance: Communications With Audit Committees Concerning Independence
23 Dec 2019, 6:56 am
Rees, Deputy Director, Corporations and Capital Markets at the AFL-CIO; Lev Bagramian, Senior Securities Policy Advisor at Better Markets; Andy Green, Managing Director, Economic Policy at the Center for American Progress; and Marcus Stanley, Policy Director at Americans for Financial Reform. [read post]
28 Oct 2011, 1:48 am
Securities Laws: In an earlier post (here), I noted the dismissal that had been granted in one of the securities class action lawsuits brought against a U.S. [read post]
31 Mar 2020, 6:02 am
Banc of America Investment Services, Inc. [read post]
4 Oct 2010, 8:05 pm
Borg has represented NASAA at the International Organization of Securities Commissions (IOSCO) and the Council of Securities Regulators of the Americas (COSRA). [read post]
6 Apr 2021, 3:00 am
Right now, we’re engaged in an important discussion about what non-financial information should be regarded as material under the securities laws. [read post]
4 Mar 2020, 2:18 pm
Background on Extraterritorial Application of US Securities Laws For a number of years, it was unclear whether public companies listed on non-US markets could be subject to liability under the US securities laws in connection with the sale of their securities. [read post]
4 Jul 2007, 6:25 am
Florida Federal Court Reaffirms Prior Ruling that Lawsuits by Quasi-Governmental Agency on Behalf of Military Personnel Against Financial Institutions for Pension Fund Losses Constituted “Covered Class Actions” Within the Meaning of SLUSA (Securities Litigation Uniform Standards Act) Plaintiff, a quasi-governmental agency that manages pension funds for armed forces personnel, filed a putative class action in Florida state court against Lehman Brothers… [read post]
23 Jul 2014, 7:34 am
Bank fraud burdens lenders with bad loans and weakens our financial markets. [read post]
30 Jun 2020, 2:15 pm
Early in the pandemic, we wrote about various types of debt that might melt down because of increased borrower defaults, including securities backed by student loans, auto loans, and commercial mortgages.[1] Of all the debt instruments that we wrote about, perhaps the most dangerous remains corporate debt.[2]In March, we described the mushrooming scale of corporate debt over the last decade.[3] Many analysts are now focused on not only the size of corporate debt… [read post]
15 Mar 2009, 12:53 pm
Comparisons to the different forms of government ownership in Europe, Asia and South America teach that government owned banks are unequivocally used to advance political agendas to the detriment of a bank’s financial health. [read post]
1 May 2010, 1:39 pm
The following information regarding broker misconduct and disciplinary activities taken against California stockbrokers was released by the Financial Industry Regulatory Authority (FINRA) in April 2010: Heriberto Americo Artiga Sr. of Sylmar, California, formerly with Lincoln Financial Securities Corporation in Downey, California, was barred from association with any FINRA member in any capacity for engaging in private securities transactions involving… [read post]
1 May 2010, 12:39 pm
The following information regarding broker misconduct and disciplinary activities taken against California stockbrokers was released by the Financial Industry Regulatory Authority (FINRA) in April 2010: Heriberto Americo Artiga Sr. of Sylmar, California, formerly with Lincoln Financial Securities Corporation in Downey, California, was barred from association with any FINRA member in any capacity for engaging in private securities transactions involving… [read post]
31 May 2008, 10:17 pm
(acquired by Manulife Financial Corporation), The Walt Disney Company, TD Bank Financial Group, The Bank of New York Mellon Corporation, Hudson United Bancorp (acquired by TD Bank Financial Group), United Parcel Service, Inc., Wachovia Corporation, MetLife, Hudson City Bancorp, Eastman Kodak Company, Burlington Resources (acquired by ConocoPhillips Inc.), Providian Financial (acquired by Washington Mutual, Inc.), Penn Fed… [read post]
