Search for: "Securities Investor Protection Corporation"
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1 Feb 2019, 6:05 am
Posted by Cydney Posner, Cooley LLP, on Friday, January 25, 2019 Tags: BlackRock, Corporate Social Responsibility, ESG, Institutional Investors, Long-Term value, Management, Shareholder value, Stakeholders, Stewardship Dealing with Activist Hedge Funds and Other Activist Investors Posted by Martin Lipton, Wachtell, Lipton, Rosen & Katz, on Friday, January 25, 2019 Tags: Board communication, Boards of… [read post]
23 Oct 2008, 4:34 am
Macey To read the entire book description or the introduction, please visit: [press.princeton.edu] In the wake of the Enron meltdown and other corporate scandals, the United States has increasingly relied on Securities and Exchange Commission oversight and the Sarbanes-Oxley Act, which set tougher rules for boards, management, and public accounting firms to protect the interests of shareholders. [read post]
23 Jul 2021, 9:03 pm
Securities and Exchange Commission (SEC), for example, released a risk alert this April about inconsistencies in approaches to ESG. [read post]
27 Mar 2008, 10:21 pm
In contrast, if the corporate speech is commercial, the commercial speech doctrine permits governmental regulation to ensure consumers and investors receive truthful information. [read post]
17 May 2023, 3:15 am
With major corporate scandals involving private companies coming to light in recent years—from Theranos to FTX—it may not come as a surprise that the SEC seems poised to ramp up regulation and scrutiny to protect private investors in early-stage startup companies. [read post]
8 Dec 2021, 5:16 am
“Today’s award underscores the vital role that whistleblowers play in the SEC’s enforcement program and the protection of investors,” said Creola Kelly, Chief of the SEC’s Office of the Whistleblower. [read post]
1 Jul 2019, 5:00 am
The Corporations, Securities and Commercial Licensing Bureau within Michigan’s Department of Licensing and Regulatory Affairs has rescinded all of its existing long-time securities rules and replaced them with entirely new rules. [read post]
31 Oct 2011, 1:55 pm
Heath Abshure, Securities Commissioner for Arkansas, who also serves as chair of NASAAandrsquo;s Corporation Finance Section. [read post]
11 Sep 2023, 4:15 pm
The board may rely on such advice in deciding reasonably how to protect against various types of risks. [read post]
7 Aug 2013, 7:01 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Boca Raton, Florida. [read post]
29 Aug 2011, 10:50 am
A provision in the base text of the Dodd-Frank Wall Street Reform and Consumer Protection Act, as approved by the Senate, would have required the SEC to direct national securities exchanges and associations to prohibit the listing of any security of an issuer who has on its board any members that did not receive a majority vote in uncontested board elections While this provision was ultimately dropped from Dodd-Frank during the Conference Committee negotiations, the… [read post]
11 Nov 2020, 11:00 am
During this period, BMW raised approximately $18 billion from investors in corporate bonds offerings. [read post]
10 Jan 2022, 9:44 am
They are failing to properly supervise the company’s leadership and protect the investors’ interests. [read post]
26 Feb 2021, 6:00 am
Sale (Georgetown University), on Thursday, February 25, 2021 Tags: Agency costs, Capital formation, Fiduciary duties, Investor protection, IPOs, Misconduct, Rent-seeking, Risk, Tech companies, Venture capital firms, WeWork [read post]
15 Dec 2010, 9:01 am
Senate Bill No. 1155 amends, adds and repeals Corporation Code provisions relating to capital access companies effective January 1, 2011.Sec. 25102-Transactions exempted from qualification requirement. [read post]
29 Mar 2018, 12:28 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
11 Mar 2022, 6:01 am
Louis), on Friday, March 4, 2022 Tags: Capital formation, Direct listings, Investor protection, IPOs, Mergers & acquisitions, PSLRA, Securities litigation, Securities regulation, SPACs, Special purpose vehicles Women in the Boardroom: 2022 Update Posted by Dan Konigsburg and Sharon Thorne, Deloitte, on Saturday, March 5, 2022 Tags: Boards of Directors, Diversity, ESG, Human… [read post]
25 Feb 2020, 7:44 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Franklin, Tennessee. [read post]
23 Jan 2023, 9:05 pm
The duty of loyalty imposed by COD and the litigation risk of COD violation impede corporations’ ability to raise capital, build efficient investor bases, and secure optimal management arrangements. [read post]
26 Jul 2016, 11:54 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
