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22 Sep 2020, 8:55 pm by Simon Lovegrove (UK)
Measures 1 and 2 are designed to help ensure that the pricing of an offering does not reflect the firm’s own interests or those of its investor clients in a way which conflicts with the issuer’s interests. [read post]
However, the bank may require the fintech to maintain a deposit account at the bank to secure fintech obligations to the bank, subject to specified limitations. [read post]
   Securities-backed lending accounts are the same a speculative margin account and perhaps more dangerous. [read post]
17 Aug 2020, 1:11 pm by jdxbasedev
   Securities-backed lending accounts are the same a speculative margin account and perhaps more dangerous. [read post]
   Securities-backed lending accounts are the same a speculative margin account and perhaps more dangerous. [read post]
17 Aug 2020, 12:58 pm by jdxbasedev
   Securities-backed lending accounts are the same a speculative margin account and perhaps more dangerous. [read post]
12 Aug 2020, 7:31 am by Martin A. Schwartz
Remedies for defaults under loans secured by real property varies on a state-by­-state basis. [read post]
11 Aug 2020, 1:15 pm by Kevin LaCroix
  1) Group Litigation Order (“GLO”) A GLO is an order by the Court made under CPR 19.11 to provide for the collective management of numerous claims that give rise to “common or related issues of fact or law”. [read post]
11 Aug 2020, 4:15 am by Alan S. Kaplinsky
In May 2019, the FTC held a forum, “Strictly Business,” that explored small business lending practices, regulations, and policies. [read post]
   Securities-backed lending accounts are the same as a speculative margin account and perhaps more dangerous. [read post]
7 Aug 2020, 3:03 am by Lynn Jokela
  And, earlier this summer, I also blogged about the release of final CCPA regulations as California’s Attorney General began enforcement of the regulations July 1. [read post]
3 Aug 2020, 3:48 am
And so the Board affirmed the Section 2(e)(1) refusal of the word mark and likewise affirmed the requirement that applicant disclaim the phrase in the word-plus-design mark. [read post]
30 Jul 2020, 10:00 pm by Shannon O'Hare
KEY POINTS FOR TRADERS Banking licence not usually required for lending activities. [read post]
27 Jul 2020, 3:28 pm by Ariel Yehezkel and Allison Wu Troianos
Special considerations that should be taken into account in each of those categories include the following: 1. [read post]
25 Jul 2020, 12:06 am by Supreme People's Court Monitor
  Justice He Xiaorong appears to be the SPC senior official in charge of the #1 Civil Division. [read post]
24 Jul 2020, 6:23 am by John Jascob
Complex and opaque mortgage-related securities, and derivatives based on those securities, embedded and concealed risk throughout the financial system.When the bubble burst starting in late 2007, hundreds of billions of dollars in losses in mortgages and mortgage-related securities sent a shock wave through markets around the world, compounded by derivatives losses. [read post]
24 Jul 2020, 3:00 am by Jim Sedor
Now, a bipartisan congressional panel is criticizing the loan the company received, saying “it is far from clear” that YRC Worldwide is eligible for a lending mechanism originally designed for companies critical to national security, such as Boeing. [read post]