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27 Jul 2022, 7:01 am
ESMA states that it strives to carry out its direct supervisory mandates applying a risk based approach. [read post]
26 Jul 2022, 6:32 am
Here we examine the state of financial reporting standards today to draw some lessons for the work of the International Sustainability Standards Board (ISSB) which has just begun. [read post]
26 Jul 2022, 6:32 am
Here we examine the state of financial reporting standards today to draw some lessons for the work of the International Sustainability Standards Board (ISSB) which has just begun. [read post]
25 Jul 2022, 4:20 am
New York State Comptroller Thomas P. [read post]
25 Jul 2022, 4:20 am
New York State Comptroller Thomas P. [read post]
22 Jul 2022, 9:06 am
.), the United States Court of Appeals for the Second Circuit declined to impose “scheme liability” under subsections (a) and (c) of the Securities & Exchange Commission Rule 10b-5 (17 C.F.R. [read post]
22 Jul 2022, 5:07 am
By Mark S. [read post]
21 Jul 2022, 7:02 am
This enforcement action serves as a reminder to all advisers to remain vigilant and stay on top of their auditors to complete and distribute the annual fund audit in a timely fashion. [read post]
21 Jul 2022, 3:02 am
This enforcement action serves as a reminder to all advisers to remain vigilant and stay on top of their auditors to complete and distribute the annual fund audit in a timely fashion. [read post]
19 Jul 2022, 10:39 am
All of these findings violate state law. [read post]
19 Jul 2022, 5:54 am
The speech, even if erroneous or knowingly false might fall outside First Amendment protections, especially if they were spoken by an ordinary person, not the President of the United States. [read post]
19 Jul 2022, 5:31 am
The gulf between the United States and the European Union on privacy law is legion. [read post]
18 Jul 2022, 2:46 pm
In the following guest post, ISS Securities Class Action Services and the FOX Williams law jointly report on the current state of play in European Class Actions. [read post]
14 Jul 2022, 9:01 pm
For both the design evaluation and the impact assessment, entities must use an external, independent researcher or auditor to the extent possible. [read post]
8 Jul 2022, 5:00 am
The staff stated that it will continue to focus on the implementation of critical audit matters (CAMs) by triennially inspected audit firms, noting that for some firms 2022 will be the first inspection since the implementation of CAMs. [read post]
8 Jul 2022, 4:00 am
Republican States Are Trying to Use Federal Covid Aid to Cut Taxes MSN – Tony Romm (Washington Post) | Published: 7/5/2022 More than a year after Congress approved a $1.9 trillion coronavirus relief package, Republicans in nearly two dozen states have increased efforts to tap some of those funds for an unrelated purpose: paying for tax cuts. [read post]
6 Jul 2022, 12:06 pm
The report is part of a growing list of resources and enforcement efforts federal and state agencies have initiated over the past year as part of growing concerns about mental health. [read post]
6 Jul 2022, 6:21 am
Allegedly, the company, facing flagging finances, issued a press release stating it had a “committed purchase order” for two million test kits with “provision[s] for additional weekly orders of 2 million units for 23 weeks, valued at $35M [million] per week. [read post]
6 Jul 2022, 4:15 am
Campaign Finance Idaho: “People’s Pen Publication Under Investigation by Idaho AG for Alleged Sunshine Law Violation” by Kelcie Moseley-Morris for Idaho Capital Sun Ohio: “Citing Inflation, Akron Proposes Increasing Campaign Contribution Limits” by Abbey Marshall (Report for America) for Yahoo Finance Ethics National: “Despite Rebukes, Trump’s Legal Brigade Is Thriving” by Heidi Pryzbyla (Politico) for Yahoo News Delaware: “Jury Returns Verdict… [read post]
1 Jul 2022, 9:04 pm
New York State Comptroller Thomas P. [read post]