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15 Jan 2019, 2:28 pm
Posted by Cyrus Taraporevala, State Street Global Advisors, on Tuesday, January 15, 2019 Editor's Note: Cyrus Taraporevala is President and CEO of State Street Global Advisors. [read post]
18 Apr 2016, 4:10 am
He stated plainly and powerfully that the role of wealth and resources in a moral economy must be that of servant, not master.The widening gaps between the rich and poor, the desperation of the marginalized, the power of corporations over politics, is not a phenomenon of the United States alone. [read post]
28 Aug 2011, 2:42 pm
Reallocating surveillance toward corporate actions can repurpose a leviathan state that seems obsessed with spectacular attacks or frightening stereotypes, but perplexed by corporate practices we desperately need to understand. [read post]
28 Aug 2019, 6:17 am
Vanguard, BlackRock, and State Street Global Advisors—the so-called “Big Three”—dominate the market for index funds and other passively-managed investment vehicles. [read post]
30 Aug 2023, 8:39 am
This provides the evidence necessary to show the applicant is a real person or corporation domiciled in the United States or has authorized, licensed, U.S. representation. [read post]
31 Dec 2015, 10:43 am
(“Whistleblowers, SEC Are Winners in Ruling,” The Wall Street Journal, 9.11.15, Business News; B4)The Dodd-Frank Wall Street Reform and Consumer Protection Act, better known as Dodd-Frank, is an outgrowth of the 2008 Great Recession. [read post]
24 Jan 2014, 11:44 am
What happens when a consumer is cheated by a corporation for $100? [read post]
1 Feb 2017, 6:54 am
Asset Managers (BlackRock; MFS; State Street Global Advisors; TIAA Investments; T. [read post]
17 Apr 2019, 8:20 am
Gerold, Bureau Chief, Bureau of Securities, 153 Halsey Street, 6th Floor, P.O. [read post]
21 Jun 2010, 11:00 am
Some do better in Delaware than on F Street, some do better on Capital Hill. [read post]
24 Mar 2020, 7:30 am
The Wall Street Journal reported that Russia’s Internet Research Agency had propagated some of the phony stories to sow discord among Americans, pushing the narrative that a large corporation was victimizing a minority group. [read post]
21 May 2012, 5:08 pm
The Wall Street Journal is reporting that Merrill Lynch is in talks with former Merrill brokers concerning disputes over unvested stock in deferred compensation plans that the brokers had at Merrill. [read post]
21 May 2012, 5:08 pm
The Wall Street Journal is reporting that Merrill Lynch is in talks with former Merrill brokers concerning disputes over unvested stock in deferred compensation plans that the brokers had at Merrill. [read post]
23 Mar 2018, 1:02 pm
You may recall that for years, municipal and state transportation departments primarily employed rock salt to combat snow and ice on the roads. [read post]
7 Jan 2010, 5:02 am
As reported by the Wall Street Journal and DOJ, UTStarcom Inc., a California-based global communications corporation which designs, manufactures and sells network equipment and handsets has agreed to pay $1.5 million in penalties to the government for alleged acts of bribery in the People’s Republic of China in violation of the Foreign Corrupt Practices Act (FCPA). [read post]
23 Aug 2011, 1:39 am
Simply put, corporate investigations set in motion by a whistleblower or regulatory authorities (SEC, DOJ, and/or the states attorney generals), can lead to a whole host of problems for a company and its directors and officers, including: (1) potential fines and penalties, (2) potential criminal repercussions for individuals who are accused of potential wrongdoing, and (3) follow-on civil litigation commenced by the plaintiff’s bar seeking to take advantage of… [read post]
20 Jul 2010, 2:10 pm
It is expected that within a few days President Obama will sign the Dodd-Frank Wall Street Reform Act (link to very long PDF). [read post]
14 Nov 2021, 9:13 pm
(Sara Randazzo, The Wall Street Journal; Public Notification, United States Department of Justice). [read post]
28 Jun 2010, 6:23 pm
At a recent news conference, Holder stated that the Justice Department’s efforts should not be assessed only in relation to Wall Street cases. [read post]
2 Nov 2009, 8:03 am
The fine line between hedging and speculation For those not familiar with the derivatives market, the word “derivatives” is synonymous with corporate scandals, Wall Street opulence, or highly risky investments that often lead to bankruptcy. [read post]
