Search for: "State v. Investors Security Corporation"
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25 Jul 2011, 2:00 am
Thus far, the Staff has stated on various occasions that they have entered into cooperation agreements with up to 25 individuals. [read post]
13 Sep 2021, 8:45 am
Everlaw is used by Fortune 100 corporate counsels and household brands like Hilton and Dick’s Sporting Goods, 76 out of the AM Law 100, and all 50 U.S. state attorneys general. [read post]
2 Mar 2018, 8:47 pm
If a company learns of a cybersecurity incident or risk that may be material to its investors, the SEC expects the company to take steps to prevent directors, officers and other corporate insiders aware of these matters from trading the company’s securities until investors have been appropriately informed about the incident or risk. [read post]
26 Sep 2017, 9:01 pm
” (v) “How often is your account rebalanced? [read post]
3 Apr 2024, 9:05 pm
Beneficial Corporation,[1] securities class actions have often included options traders alongside purchasers and sellers of stock. [read post]
6 Jul 2012, 11:34 am
United States, 279 U.S. 151, 49 S. [read post]
19 Apr 2024, 2:45 pm
In 1987, the Supreme Court broadly held in McNally v. [read post]
20 May 2024, 9:05 pm
As stated in Blue Chip Stamps: “A private damages action under Rule 10b-5 is confined to actual purchasers or sellers of securities. [read post]
14 Jan 2022, 3:47 pm
In Sugarman v. [read post]
5 Dec 2017, 4:29 pm
In Rahimi v. [read post]
25 Mar 2014, 3:44 pm
On March 4, 2014, the United States Supreme Court, in a 6-3 decision, expanded the protections offered to whistleblowers under anti-fraud laws, in Lawson v. [read post]
15 Aug 2016, 2:11 pm
The trustees and proxies run the cleared company independently, and are subject to the foreign owners’ control only in relation to the following “life or death” corporate decisions: (i) the sale or disposal of all or a substantial part of the company’s assets, (ii) pledges, mortgages, or encumbrances on the capital stock, (iii) corporate mergers, consolidations, or reorganizations, (iv) dissolution, or (v) a declaration of bankruptcy. [read post]
15 Aug 2016, 2:33 pm
The trustees and proxies run the cleared company independently, and are subject to the foreign owners’ control only in relation to the following “life or death” corporate decisions: (i) the sale or disposal of all or a substantial part of the company’s assets, (ii) pledges, mortgages, or encumbrances on the capital stock, (iii) corporate mergers, consolidations, or reorganizations, (iv) dissolution, or (v) a declaration of bankruptcy. [read post]
26 Aug 2019, 7:02 am
S.A. v. [read post]
12 Mar 2019, 6:33 am
Dudenhoeffer (U.S. 2014), the Supreme Court established pleading requirements for an investor to state a claim for breach of the duty of prudence against a fiduciary of an employee stock ownership plan. [read post]
27 May 2016, 6:12 am
V. [read post]
23 Mar 2015, 2:16 am
” Finally, in a March 18, 2015 press release (here) the company announced the resignation of the three SQM board member designees of the Potash Corporation of Saskatchewan, Wayne R. [read post]
20 Aug 2012, 1:57 am
The investors lost substantially all of their investment. [read post]
4 Jan 2023, 6:09 am
The panel rejected Garvey’s contention that Section 806 is focused on preventing corporate or securities fraud by prohibiting retaliation against whistleblowers and thus should apply whenever the fraudulent conduct reported would affect U.S. investors. [read post]
22 Jul 2022, 5:07 am
Few pieces of wide-ranging legislation come together so quickly as did the Sarbanes-Oxley Act, but when Congress senses a felt need, it can move with surprising speed.The SEC Historical Society today presented a panel titled The Sarbanes-Oxley Act at 20: A Corporate Governance Legacy featuring many of the key players at the SEC who implemented the Congressional mandate on corporate governance meant to reassure investors that public company financial statements could again… [read post]
