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22 Dec 2017, 8:00 am by John Jascob
He is filling the vacancy created by the departure of Andrew Calamari, who announced his own imminent move to Finn Dixon & Herling.The New York office oversees more than 4,000 investment banks, investment advisers, broker-dealers, mutual funds, and hedge funds. [read post]
15 Dec 2017, 7:05 am by Jim Sedor
Senior executives summoned to testify before Congress invoked their right against self-incrimination, and the firm is resisting a congressional subpoena for bank records that would reveal who has paid for its services. [read post]
15 Dec 2017, 7:05 am by Jim Sedor
Senior executives summoned to testify before Congress invoked their right against self-incrimination, and the firm is resisting a congressional subpoena for bank records that would reveal who has paid for its services. [read post]
15 Dec 2017, 6:13 am
Posted by Ernst Fehr (University of Zurich), Michel Marechal (University of Zurich), and Alain Cohn (University of Michigan), on Sunday, December 10, 2017 Tags: Banks, Behavioral finance, Corporate culture, Financial crisis, Financial institutions, Managerial style, Risk, Risk-taking Leverage, CEO Risk-Taking Incentives, and Bank Failure During the 2007-2010 Financial Crisis Posted by Patricia Boyallian (Lancaster University) and… [read post]
12 Dec 2017, 4:36 pm by Kevin LaCroix
John Reed Stark One of the most interesting and arresting business stories of 2017 has been the astonishing proliferation of initial coin offerings (ICOs), as I discussed in a prior post (here). [read post]
1 Dec 2017, 2:55 pm by Jeff Kern and Kate Ross*
   At a securities conference in October, Enforcement Co-Director Steven Peikin noted that the Commission’s strategy is necessary to accommodate the new fiscal environment, stating, “it may be the case that we have to be selective and bring a few cases to send a broader message rather than sweep the entire field. [read post]
29 Nov 2017, 4:23 pm by Jeff Kern and Kate Ross*
   At a securities conference in October, Enforcement Co-Director Steven Peikin noted that the Commission’s strategy is necessary to accommodate the new fiscal environment, stating, “it may be the case that we have to be selective and bring a few cases to send a broader message rather than sweep the entire field. [read post]
26 Nov 2017, 8:20 am by Sabrina I. Pacifici
The agency’s creation was also largely opposed by the banking industry, which sought to prevent Mr. [read post]
16 Nov 2017, 9:30 pm by Sarah Madigan
Secretary of the Treasury Steven Mnuchin. [read post]
16 Nov 2017, 4:52 pm by Alan S. Kaplinsky
Otting is a former president and CEO of California-based OneWest Bank, where he worked with Steven Mnuchin, who now serves as Secretary of the Treasury. [read post]
9 Nov 2017, 3:44 pm
“We have strengthened our Cuba policies to channel economic activity away from the Cuban military and to encourage the government to move toward greater political and economic freedom for the Cuban people,” said Treasury Secretary Steven Mnuchin. [read post]
7 Nov 2017, 10:00 am by Tamara Cofman Wittes, Brian Reeves
Our colleague Steven Heydemann recently offered some overarching guidelines for reconstruction in Syria designed to avoid reinforcing the grievances and governance failures that generated violence: Bypass Assad’s central government, go local, go small, and go slow. [read post]
7 Nov 2017, 5:00 am by J. Dana Stuster
The arrests continued on Monday, and the Saudi government has frozen bank accounts and imposed travel restrictions on other members of the royal family. [read post]
3 Nov 2017, 6:02 am
Krishnan (Case Western Reserve University), Steven Davidoff Solomon (University of California Berkeley), and Randall S. [read post]
2 Nov 2017, 1:03 pm
" That's by Steven Rattner, "who served as counselor to the Treasury secretary in the Obama administration, is a Wall Street executive and a contributing opinion writer. [read post]
1 Nov 2017, 6:30 am
Krishnan is Professor of Banking and Finance at Case Western Reserve University Weatherhead School of Management; Steven Davidoff Solomon is Professor of Law at University of California Berkeley School of Law; and Randall S. [read post]
30 Oct 2017, 3:00 am by John Jenkins
While financial institutions will be most significantly impacted by the new standard, this excerpt says that it will affect virtually all businesses: This is not just a standard for banks. [read post]
26 Oct 2017, 9:30 pm by Sarah Madigan
Treasury Secretary Steven T. [read post]
24 Oct 2017, 10:58 am by Colby Pastre
Treasury Secretary Steven Mnuchin and Kevin Hassett, Chairman of the President’s Council of Economic Advisers, have asserted that cutting the corporate income tax will largely benefit American workers in the form of higher wages and employment. [read post]