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25 Aug 2017, 3:27 am
In conducting this review, the Authorities emphasised their on-going commitment to working closely together on issues of common regulatory interest and avoiding duplication. [read post]
6 Oct 2023, 10:15 am
Attorney General Andrew Bailey (R) is reviewing the merger and must approve it in order for it to close. ( KFF HEALTH NEWS ) U.S. [read post]
26 May 2024, 9:05 pm
The political debate around vaccination continues to this day but these three lessons can help public health officials prepare for future public health emergencies.The post Lessons Learned From COVID-19 first appeared on The Regulatory Review. [read post]
14 Aug 2020, 7:15 am
A remote inspection program could incorporate pre-visit questionnaires; reviews of COVID policies and procedures; interviews; testing and supervision; and targeted reviews and searches.The comment letter observes that most firms have enabled remote work, with little to no account processing, no client contact, and limited onsite staff. [read post]
12 Mar 2023, 3:39 pm
The church is complying with regulatory authorities, ACNC reports. [read post]
19 Mar 2018, 8:22 am
Based on experience with the 2011 guidance, the SEC staff can be expected to refer to the new release in evaluating cybersecurity disclosures – or the absence of such disclosures – by companies whose filings it selects for review. [read post]
12 Mar 2020, 9:05 pm
FLASHBACK FRIDAY In a 2014 essay for The Regulatory Review, Jacqueline Best of the University of Ottawa described a shift in development organization and agency governance that reflects a willingness to admit organizational failure. [read post]
28 Mar 2021, 9:07 pm
Two executive orders were intended to further President Trump’s ideas of regulatory reform. [read post]
18 Feb 2022, 3:15 am
In recent months, long-time SPAC structures that were spelled out in hundreds of registration statements reviewed by the Staff of Corp Fin have been called into question, most notably in a lawsuit filed by former SEC commissioner & NYU Law School professor Robert Jackson & Yale Law School professor John Morley. [read post]
20 Mar 2010, 9:10 am
The disclosure document received no comments from NFA staff except that the litigation statement for the firm’s FCM had just changed days earlier and would need to be updated. [read post]
13 Jul 2022, 11:16 am
Federal regulatory agencies also released reports focused on algorithmic bias and other risks arising from AI systems. [read post]
22 Apr 2018, 9:45 pm
Bush and Barack Obama, which has guided the development and review of regulations for 25 years. [read post]
7 Mar 2020, 6:22 am
Clayton and do not necessarily reflect those of the Securities and Exchange Commission or its staff. [read post]
1 Oct 2023, 9:02 pm
first appeared on The Regulatory Review. [read post]
8 Apr 2024, 3:15 am
Unfortunately, it is also unencumbered by any explanation about what those expedited reviews looked like, or, for example, how OPQ coordinates with CDER’s Drug Shortage Staff. [read post]
18 Jul 2007, 6:17 am
Most objections that I have seen in post-approval reviews are not clear statutory or regulatory deficiencies, but rather language tweaks and requests for revised disclosures for "clarity" or based on an assertion of "entire contract" requirements. [read post]
24 Jul 2020, 1:10 pm
Grits mentioned earlier that the Texas Commission on Law Enforcement (TCOLE) is up for Sunset review and suggested that many of the needed changes at the agency would require new appropriations. [read post]
16 Jul 2021, 9:03 pm
The post Regulating Drugs at a Discount first appeared on The Regulatory Review. [read post]
17 Feb 2018, 1:55 pm
The Report explained that it-- was jointly written by staff of the People’s Bank of China (PBOC) and the World Bank Group (WBG) Finance, Competitiveness & Innovation Global Practice. [read post]
24 Jan 2011, 9:21 am
Based on its review of the broker-dealer and investment adviser industries pursuant to a study mandated by Dodd-Frank Section 913, the SEC staff recommended the adoption of a uniform federal fiduciary standard for brokers and advisers that would be no less stringent than the standard currently applied to investment advisers under Advisers Act Sections 206(1) and (2). [read post]
