Search for: "Trustee Management Company"
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30 Oct 2006, 1:49 pm
· The bankruptcy court exercises control over your property and debts by appointing an official called a "trustee" to manage your case. [read post]
22 Apr 2010, 5:00 am
The first category of "knowledgeable employees" is the management of the covered company, which covers these positions: director [see Section 2(a)(12)] trustee general partner advisory board member [see Section 2(a)(1)] "executive officer" Executive Officer is defined in Rule 3C-5 as: president vice president in charge of a principal business unit, division or function any other officer who performs a policy-making function any other person who performs… [read post]
22 Apr 2010, 5:00 am
The first category of "knowledgeable employees" is the management of the covered company, which covers these positions: director [see Section 2(a)(12)] trustee general partner advisory board member [see Section 2(a)(1)] "executive officer" Executive Officer is defined in Rule 3C-5 as: president vice president in charge of a principal business unit, division or function any other officer who performs a policy-making function any other person who performs… [read post]
15 May 2017, 7:41 am
In particular, the DOL alleges that the trustee made the following critical errors: The trustee engaged Willamette Management Advisors (the appraiser) as its independent appraiser and financial advisor, but this independence was compromised because the company previously engaged the appraiser to perform a preliminary valuation of the company as part of an ESOP feasibility study. [read post]
15 May 2017, 7:41 am
In particular, the DOL alleges that the trustee made the following critical errors: The trustee engaged Willamette Management Advisors (the appraiser) as its independent appraiser and financial advisor, but this independence was compromised because the company previously engaged the appraiser to perform a preliminary valuation of the company as part of an ESOP feasibility study. [read post]
22 Nov 2016, 7:30 am
Trustee. [read post]
18 May 2017, 6:54 am
Merit Management Group was a 30% shareholder of Bedford Downs. [read post]
18 Aug 2021, 6:20 am
Bebchuk and Roberto Tallarita (discussed on the Forum here); Companies Should Maximize Shareholder Welfare Not Market Value by Oliver Hart and Luigi Zingales (discussed on the Forum here); and Reconciling Fiduciary Duty and Social Conscience: The Law and Economics of ESG Investing by a Trustee by Max M. [read post]
11 Feb 2021, 5:49 am
Bebchuk and Roberto Tallarita (discussed on the Forum here); Companies Should Maximize Shareholder Welfare Not Market Value by Oliver Hart and Luigi Zingales (discussed on the Forum here); and Reconciling Fiduciary Duty and Social Conscience: The Law and Economics of ESG Investing by a Trustee by Max M. [read post]
15 May 2021, 6:44 am
Bebchuk and Roberto Tallarita (discussed on the Forum here); Companies Should Maximize Shareholder Welfare Not Market Value by Oliver Hart and Luigi Zingales (discussed on the Forum here); and Reconciling Fiduciary Duty and Social Conscience: The Law and Economics of ESG Investing by a Trustee by Max M. [read post]
15 Apr 2009, 10:32 pm
An excellent article from Legal Times, “Dead Companies Can Tell Tales,” examines how the attorney-client privilege in a corporate context survives the bankruptcy or receivership of the corporation. [read post]
11 Sep 2015, 5:42 am
For example: Should the trustee be a person, or a corporate trustee like a bank or trust company? [read post]
24 Jan 2010, 6:19 pm
The latest, a management company, joins a series of business, medical and spiritual advisers and others who insist they are owed money, totaling more than $20 million, already. [read post]
22 Jun 2017, 7:22 am
By Jacquelyn LumbThe Division of Investment Management advised that it would not recommend enforcement action against NWQ Investment Management Company, LLC if it continued to serve as an investment adviser to certain series of two Nuveen Investment Trusts under written sub-advisory agreements that were not approved by a majority of the outstanding voting securities of each series. [read post]
16 Aug 2012, 9:25 am
A former partner at a major accounting firm pleaded guilty to engaging in insider trading after he obtained material, inside information about publicly-traded client companies and used the information himself and shared it with a relative to make illegal trading profits. [read post]
18 Jun 2014, 12:21 pm
From 2014-2015, up to eight scholarships ranging from a minimum of $3,000 to a maximum of $5,000 will be awarded per academic year, for a total amount of up to $25,000.To date, $210,000 has been raised thanks to 42 general counsel and managing partners representing corporations and law firms from coast to coast. [read post]
26 Sep 2014, 4:51 pm
This nominee may be a bank or other corporate trustee. [read post]
20 Jul 2020, 6:03 am
As a result, we have a responsibility to our clients to make sure companies are adequately managing and disclosing sustainability-related risks, and to hold them accountable if they are not. [read post]
30 Oct 2019, 6:18 am
As Comptroller of the City of New York, Comptroller Stringer is the investment advisor to, and custodian and a trustee of, the New York City Retirement Systems (“NYCRS”), which have more than $200 billion in assets under management and are substantial long-term shareowners of more than 3,000 U.S. public companies. [read post]
13 Dec 2022, 10:17 am
Stamer helps health industry and other organizations and their management manage. [read post]