Search for: "UBS Ag"
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1 Dec 2008, 5:00 pm
After that Order, UBS AG then provided U.S. authorities with the financial information of seventy UBS account holders. [read post]
29 Nov 2008, 11:34 am
To David Byrne at UB's Center for the Arts last night. [read post]
26 Nov 2008, 8:40 pm
The Department of Justice indicted a UBS AG senior executive on November 12, alleging tax fraud. [read post]
18 Nov 2008, 2:18 pm
Last week I wrote about the cross-border woes of Swiss banking conglomerate, UBS AG - U.S. [read post]
12 Nov 2008, 8:18 pm
The Orlando Sentinel reported today that the Swiss CEO of UBS AG was indicted for conspiring to hide $20 billion in assets from the IRS: Raoul Weil, chief executive officer of a UBS division handling cross-border business and private banking, is charged with one count of conspiring to use overseas accounts to defraud the U.S. through income tax evasion. [read post]
3 Nov 2008, 9:46 pm
UBS AG is facing a growing number of arbitration claims from U.S. investors who were sold supposedly "100 per cent principal protected notes" issued by Lehman Brothers Holdings, Inc., according to a November 3, 2008 article in Bloomberg by Bradley Keoun and David Scheer. [read post]
3 Nov 2008, 9:46 pm
As detailed in this Reuters story, a former UBS executive is going to have to deal with a whole different kind of insider trading for more than six years in federal prison: A U.S. judge sentenced a former UBS AG executive to 6-1/2 years in prison on Monday for his role in what prosecutors called the most pervasive insider trading ring since the 1980s. [read post]
30 Oct 2008, 11:10 pm
The New York Attorney General's Office says it has reached a $6.5 million settlement agreement with former UBS AG co-general counsel David Aufhauser over insider trading charges. [read post]
15 Oct 2008, 10:30 pm
In fact, all of the well-known brokerage firms such as Merrill Lynch, Morgan Stanley, UBS, etc. have internal asset allocation models that should be used as a guideline by their brokers. [read post]
9 Oct 2008, 9:21 pm
• The prospectus makes it clear that consummation of the settlement will depend upon UBS's financial resources and that "UBS AG may not have sufficient financial resources to satisfy its obligations under the ARS rights. [read post]
8 Oct 2008, 1:56 pm
District Court for the Southern District of New York on behalf of persons who purchased auction rate securities from UBS AG (NYSE: UBS), UBS Securities LLC and UBS Financial Services Inc. between May 8, 2003 and Feb. 13, 2008 and who continued to hold the securities as of Feb. 13, 2008. [read post]
7 Oct 2008, 5:59 pm
(AP Photo/Evan Vucci) David Aufhauser has a pretty sterling resume: general counsel of the Treasury Department official; former general counsel for UBS AG’s investment bank; partner at Williams & Connolly; graduate of elite schools (Wesleyan, Penn Law, Harvard MBA). [read post]
20 Sep 2008, 4:50 pm
On Bloomberg.com David Havens, a credit analyst at UBS AG in Stamford, Connecticut, expressed enormous relief, referring to AIG as "the biggest commercial insurance business in the U.S" and "the best Asian insurance franchise in life and general insurance of any Western company''. [read post]
18 Sep 2008, 1:14 am
More recently, some of the biggest institutions, such as Citigroup and UBS AG, combined both businesses. [read post]
2 Sep 2008, 3:03 pm
Whistleblower and former UBS Financial Services Senior Vice President Timothy Flynn has been asked to show that the UBS AG subsidiary falls under the federal whistleblower statute. [read post]
29 Aug 2008, 11:00 pm
To McCain: Merrill Lynch $296,913 Citigroup Inc $268,501 Morgan Stanley $234,272 Goldman Sachs $208,395 JPMorgan Chase & Co $179,975 AT&T Inc $174,497 Greenberg Traurig LLP $150,387 Credit Suisse Group $150,025 Blank Rome LLP $149,426 PricewaterhouseCoopers $140,120 UBS AG $139,665 US Government … [read post]
26 Aug 2008, 5:42 pm
., Morgan Stanley, Wachovia Corp, JP Morgan Chase and Co, UBS AG, and Goldman Sachs Group Inc., are now required to do, so per their settlements with federal and state regulators. [read post]
25 Aug 2008, 7:46 am
The nearly $35 billion in auction-rate securities-related frozen debt that Wachovia Corp, Citigroup Inc, JP Morgan Chase & Co, UBS AG, and Morgan Stanley have agreed to repurchase consists of less than 18% of the $200 billion that New York Attorney General Andrew Cuomo says is outstanding. [read post]
19 Aug 2008, 9:12 am
As we’ve noted, in recent weeks UBS, Citi, J.P. [read post]
14 Aug 2008, 8:34 pm
But now, UBS AG, Citigroup, Merrill Lynch, and most recently, Morgan Stanley and J.P. [read post]
