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7 Nov 2011, 4:48 am by admin
As the “occupy Wall Street” movement continues, UBS AG gives protestors more fuel for the fire. [read post]
3 Nov 2011, 9:12 am by Wystan M. Ackerman
There has been a lot written about what impact the Supreme Court’s decision in AT&T Mobility, LLC v. [read post]
2 Nov 2011, 4:51 am by Rob Robinson
& TECH) New York State Bar Association Releases Practitioner’s Guide to E-Discovery – http://bit.ly/rxua3G (New York State Bar Association) Source Consulting Group LLC Releases Results of 2011 Finance Operations Survey of Law Firms – http://bit.ly/tq7BOb (Business Wire) Technology and Tactics 5 Cloud Lessons Learned From Finance Industry Gurus – http://bit.ly/vcnln6 (Charles Babcock) A Review of Cloud Lessons Learned - http://bit.ly/vnocCZ (Mary… [read post]
31 Oct 2011, 1:53 am by Sam E. Antar
Its net loss was $0.10 per share higher than was projected by Wall Street analysts. [read post]
28 Oct 2011, 5:45 am by Mike Scarcella
Second Thoughts: The Wall Street Journal reports some big banks are choosing not to impose new fees on consumers for use of debit cards. [read post]
15 Oct 2011, 6:02 am by William McGrath
  Insider Trading As discussed here, the Wall Street Journal pointed out that the length sentences in insider trading cases have dramatically increased in the last few years. [read post]
15 Oct 2011, 6:02 am by William McGrath
  Insider Trading As discussed here, the Wall Street Journal pointed out that the length sentences in insider trading cases have dramatically increased in the last few years. [read post]
14 Oct 2011, 2:10 pm
The Securities Industry and Financial Markets Association, an industry group representing Wall Street sided with Goldman in district court last year and plans to file a brief in support of Goldman in the appeal, a spokesman said. [read post]
12 Oct 2011, 7:24 am by admin
  Silverleaf Advisors LLC, a Miami private-equity firm, is one investor in battered mortgage debt. [read post]
10 Oct 2011, 6:03 am
My blogging buddy security lawyer Bill Singer on his blog, Broke and Broker, An Irreverent Wall Street Blog (always a good read), posts frequently about investment scams and scoundrels. [read post]
10 Oct 2011, 6:03 am
My blogging buddy security lawyer Bill Singer on his blog, Broke and Broker, An Irreverent Wall Street Blog (always a good read), posts frequently about investment scams and scoundrels. [read post]
21 Sep 2011, 12:36 pm by Robert Elliott, J.D.
"Unfortunately, we see this kind of disregard time and time again across industries. [read post]
20 Sep 2011, 4:02 pm
The SEC also wants the industry to examine how the proposal would work along with the “Volcker rule,” which would place restrictions on proprietary trading at banks and other affiliates. [read post]
19 Sep 2011, 8:30 am by David Cosgrove
Notably, today's Wall Street Journal has an interesting Adviser Alert that shares an important observation: investment advisers are “among regulators' best tipsters. [read post]
15 Sep 2011, 2:23 pm by David Cosgrove
In the interest of full disclosure, Cosgrove Law, LLC is a member of the ICTA and provides compliance services to members of the precious metals industry. [read post]
2 Sep 2011, 7:34 pm by Hedge Fund Lawyer
Danell Doty, Senior Compliance Officer, Passport Capital LLC Ms. [read post]