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29 Mar 2021, 11:50 am
Dave is managing counsel to Wells Fargo Bank in Houston where she serves on the DEI Council and Pro Bono Committee. [read post]
Activist Shareholder Proposals and HCM Disclosures Pivot to Diversity, Equity, and Inclusion in 2021
24 Mar 2021, 12:47 pm
Bancorp, and Well Fargo – committed to adopting or disclosing diverse candidate hiring policies that mirror the “Rooney Rule. [read post]
17 Mar 2021, 11:41 am
Wells Fargo Bank (In Re GVF Cannery, 202 B.R. 140 (N.D. [read post]
12 Mar 2021, 11:31 am
FINRA Charges Operations Professional $5,000 for Sushi (BrokeAndBroker.com Blog)Six Charged with Crimes Related to Virtual Currency Exchange Business (DOJ Release)Former Chief Investment Officer Admits Bank Fraud Relating To $91.5 Million Commercial Loan (DOJ Release)Former Bank Teller Sentenced to Fifteen Months in Jail for Stealing from Wells Fargo Bank Customers (DOJ Release)SEC Awards Approximately $1.5 Million to Whistleblower (SEC Release)Paper, Plastic, Peer-to-Peer /… [read post]
8 Mar 2021, 12:53 pm
Salomon Whitney Financial Lawrence Freedman Newbridge Securities Corporation Wells Fargo Clearing Services, LLC Ganesh Iyer Morgan Stanley LPL Financial LLC Carolyn Neale AXA Advisors, LLC UVest Financial Services Group, Inc. [read post]
8 Mar 2021, 12:37 pm
Jorge Guzman Pruco Securities, LLC Nelson Polun Wells Fargo Clearing Services, LLC Merrill Lynch, Pierce, Fenner & Smith Incorporated Richard Ramos Wells Fargo Clearing Services LLC Curtis Smiley Primex Sandlapper Securities, LLC David Stateman Allstate Financial Services, LLC AXA Advisors, LLC Dwight Sulc B.B. [read post]
8 Mar 2021, 12:19 pm
Morgan Securities LLC Jon Foster Wells Fargo Clearing Services, LLC Caleb Hutzler LPL Financial LLC Northwestern Mutual Investment Services, LLC Narongdej Jaroensabphayanont Voya Financial Advisors, Inc. [read post]
8 Mar 2021, 12:30 am
The Weinstein Whistleblowers, referring to the dozens of women who worked with journalists to report on abuses by Harvey Weinstein Wells Fargo whistleblowers Yesenia Guitron and Jodi Klosek Mary Willingham, who went public about UNC’s failures in educating athletes. [read post]
6 Mar 2021, 12:22 pm
Beginning in early 2019 and continuing until his termination from Wells Fargo in April 2020, Mr. [read post]
4 Mar 2021, 5:01 am
However, “a waiver of sovereign immunity cannot, on its own, extend a court’s subject matter jurisdiction” (Oneida Indian Nation v Phillips, 981 F3d at 171), and “[w]aivers of [sovereignty] are to be strictly construed in favor of the Tribe” (Wells Fargo Bank, N.A. v Chukchansi Economic Dev. [read post]
4 Mar 2021, 2:00 am
Lystad is an attorney with the Vogel Law Firm in Fargo, North Dakota. [read post]
4 Mar 2021, 2:00 am
Lystad is an attorney with the Vogel Law Firm in Fargo, North Dakota. [read post]
1 Mar 2021, 8:51 am
According to an article in the Scottsdale Progress this week, former Wells Fargo financial advisor Scott Reed was barred from the securities industry after allegations of “selling away” at least $3.5 million in investments in Pebblekick, a California-based entertainment content developer. [read post]
26 Feb 2021, 9:25 am
Prior to that he was with Wells Fargo Advisors for 12 years. [read post]
23 Feb 2021, 1:22 pm
” Plaintiff made purchases at PDQ using two different cards (a Wells Fargo Home Rebate card and a Chase Sapphire Reserve card). [read post]
23 Feb 2021, 1:05 pm
The transition from Bank of America debit cards to direct deposit comes as a result of a new contract with Wells Fargo. [read post]
20 Feb 2021, 7:20 am
I found the following in my inbox this morning: Facebook, Twitter, United Airlines and other large companies pledge to boost numbers of diverse leaders ("Nowhere in corporate America have I seen these metrics or an initiative with these types of... [read post]
19 Feb 2021, 1:06 pm
Scott Reed’s broker report indicates that he was registered with Wells Fargo Clearing Services in Scottsdale, AZ from 2016 until April 2020 when he was reportedly discharged after he “recommended and facilitated investment opportunities in investments sold away from and not offered by Wells Fargo Advisors. [read post]
19 Feb 2021, 12:44 pm
Reed was a financial advisor with Wells Fargo Clearing Services (“Wells Fargo”) in Scottsdale, Arizona, from April 2016 until April 2020. [read post]
19 Feb 2021, 11:23 am
Stories like the blood-testing fraud at Theranos or the Wells Fargo account fraud scandal shook their industries. [read post]
