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24 Apr 2023, 3:33 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer https://www.rrbdlaw.com/7008/securities-industry-commentator/ FINRA Arbitrator Dismisses 21 Year Old Claim Against Citigroup Global Markets (BrokeAndBroker.com Blog) The Six-Year FINRA and SEC Regulatory Saga of Craig Scott Capital (BrokeAndBroker.com Blog) FINRA Arbitrators Checkmate SunTrust With Punitive Damages for Misuse of Rep's Name and Picture… [read post]
24 Apr 2023, 3:33 am
FINRA Arbitrators Checkmate SunTrust With Punitive Damages for Misuse of Rep's Name and Picture (BrokeAndBroker.com Blog) JPMorgan Seeks TRO Against Advisor Who Fled to Morgan Stanley / In a complaint filed last week, JPMorgan accused the advisor of criticizing its investment offerings and the advisor who replaced him, to induce clients to make the jump to Morgan Stanley. [read post]
24 Apr 2023, 3:33 am
FINRA Arbitrators Checkmate SunTrust With Punitive Damages for Misuse of Rep's Name and Picture (BrokeAndBroker.com Blog) JPMorgan Seeks TRO Against Advisor Who Fled to Morgan Stanley / In a complaint filed last week, JPMorgan accused the advisor of criticizing its investment offerings and the advisor who replaced him, to induce clients to make the jump to Morgan Stanley. [read post]
24 Apr 2023, 3:33 am
FINRA Arbitrator Dismisses 21 Year Old Claim Against Citigroup Global Markets (BrokeAndBroker.com Blog) https://www.brokeandbroker.com/7010/finra-citigroup-eligibility/ In today's featured FINRA Arbitration, we are reminded that he who hesitates is lost; and, while we're at it, how time and tide wait for no man (and no woman). [read post]
24 Apr 2023, 3:33 am
The Six-Year FINRA and SEC Regulatory Saga of Craig Scott Capital (BrokeAndBroker.com Blog) FINRA Arbitrators Checkmate SunTrust With Punitive Damages for Misuse of Rep's Name and Picture (BrokeAndBroker.com Blog) JPMorgan Seeks TRO Against Advisor Who Fled to Morgan Stanley / In a complaint filed last week, JPMorgan accused the advisor of criticizing its investment offerings and the advisor who replaced him, to induce clients to make the jump to Morgan Stanley. [read post]
24 Apr 2023, 3:33 am
The Six-Year FINRA and SEC Regulatory Saga of Craig Scott Capital (BrokeAndBroker.com Blog) FINRA Arbitrators Checkmate SunTrust With Punitive Damages for Misuse of Rep's Name and Picture (BrokeAndBroker.com Blog) JPMorgan Seeks TRO Against Advisor Who Fled to Morgan Stanley / In a complaint filed last week, JPMorgan accused the advisor of criticizing its investment offerings and the advisor who replaced him, to induce clients to make the jump to Morgan Stanley. [read post]
24 Apr 2023, 1:19 am
Types of epitopeT 0435/20 related to European patent EP1931710 claiming a genus of anti-IL23 antibodies binding to a defined epitope in IL-23.The defined epitope was discontinuous/conformational, comprising two separate stretches of sequence within IL-23: "an epitope comprising residues 82-95 and residues 133-140 of SEQ ID NO: 29"The main issue on appeal was whether the claimed invention was sufficiently disclosed (Article 83 EPC). [read post]
23 Apr 2023, 6:00 pm
You might think that caller ID would be sufficient. [read post]
23 Apr 2023, 2:54 pm
(Id. at pp. 537-538, 544; see Hearst v. [read post]
23 Apr 2023, 9:15 am
The European Union is reportedly considering sweeping new regulations for the licensing and litigation of standard essential patents (SEPs), which make fair-minded observers wonder whether any sane adults are in charge at the European Commission (EC). [read post]
23 Apr 2023, 9:15 am
The European Union is reportedly considering sweeping new regulations for the licensing and litigation of standard essential patents (SEPs), which make fair-minded observers wonder whether any sane adults are in charge at the European Commission (EC). [read post]
22 Apr 2023, 12:42 pm
(Do not confuse Smart ID with Real ID as explained above. [read post]
22 Apr 2023, 9:15 am
There are often situations where a company has come into contact with intellectual property that it cannot allow to spread to a product in development. [read post]
22 Apr 2023, 9:15 am
There are often situations where a company has come into contact with intellectual property that it cannot allow to spread to a product in development. [read post]
22 Apr 2023, 6:00 am
These factors weigh against any inference of discrimination (see id.; see also Sedhom, 201 AD3d at 537), and undermine plaintiff's claim that the interviewers expressly told him that he would not be hired due to his age. [read post]
22 Apr 2023, 6:00 am
These factors weigh against any inference of discrimination (see id.; see also Sedhom, 201 AD3d at 537), and undermine plaintiff's claim that the interviewers expressly told him that he would not be hired due to his age. [read post]
21 Apr 2023, 5:08 pm
Our faces are unique identifiers that can’t be left at home or replaced like a stolen ID or compromised password. [read post]
21 Apr 2023, 2:12 pm
The New Civil Liberties Alliance (NCLA), the firm representing U.S. [read post]
21 Apr 2023, 2:12 pm
The New Civil Liberties Alliance (NCLA), the firm representing U.S. [read post]
21 Apr 2023, 10:37 am
To ensure that everything you’re sending makes it to your intended recipient, number the pages, write your recipient’s legal name and ID number on each page, and include your name and return address in the letter itself as well as the envelope. [read post]
