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13 Sep 2010, 1:08 pm by Kurt J. Schafers
Section 13(a)(3) prohibits an investment company from deviating from its investment policies recited in its registration statement unless authorized by the vote of a majority of its outstanding voting securities.BACKGROUNDThe court of appeals began its analysis of the case before it by noting that Congress enacted the ICA in 1940 to provide comprehensive regulation of investment companies and the mutual fund industry. [read post]
6 Dec 2011, 1:54 pm by John Palley
In my experience I have provided details, on the correctory inventory, showing what is being corrected and what the correct value should be. [read post]
18 Sep 2007, 8:29 pm
Justice Sanders, in a concurring opinion, recognizes the problem with the Washington Mutual decision. [read post]
2 Dec 2014, 3:10 pm by Jonathan Bailey
Bottom Line There are many situations where a commercial use of a work can be mutually beneficial. [read post]
31 Mar 2009, 7:01 am
Scottish Friendly Assurance revealed an initial approach was made in the middle of this month to the ailing mutual, which was taken over by the Nationwide yesterday. [read post]
31 May 2022, 9:05 pm by Dorothy S. Lund
Digging into the authors’ explanation for their evidence provides more support for this point. [read post]
30 May 2024, 11:26 am by Sandra G. Rennick
Termination: Joint tenancy with right of survivorship can be terminated through various means, including: Mutual agreement of all co-owners to sever the joint tenancy. [read post]
16 Feb 2011, 7:22 am by Chip Merlin
It was obvious to the Ohio Department of Insurance that the founder of State Farm Mutual was not simply interested in building a company for the benefit of the mutual policyholders. [read post]
1 Mar 2011, 8:23 am by Kara OBrien
The Final Regulations do not require filing by, but continue to reserve on the treatment of investment companies other than mutual funds or similar pooled funds. [read post]
17 Oct 2011, 2:58 am by Hedge Fund Attorney
Directors should satisfy themselves that the hedge fund offering documents comply with the requirements of Cayman Islands law (in particular section 4(6) of the Mutual Funds Law). [read post]
24 Jul 2016, 9:01 pm by Neil Cahn
Here, the stipulation provided that, except for its specific provisions, the parties had divided their respective property to their mutual satisfaction. [read post]
24 Jul 2016, 9:01 pm by Neil Cahn
Here, the stipulation provided that, except for its specific provisions, the parties had divided their respective property to their mutual satisfaction. [read post]
19 Mar 2019, 12:45 am by Thomas Musmann
With respect to the enforcement of civil court decisions this would be the German-British Agreement of 14.07.1960 on the mutual recognition and enforcement of judgments in civil and commercial matters (published in Federal Law Gazette, BGBl. [read post]
2 Jul 2013, 9:30 am by Kenneth J. Vanko
Such a fact-pattern elicits notions of bad faith, fraud, lack of mutuality, unconscionability, and a host of other legal terms that only a lawyer could love. [read post]
16 Apr 2020, 6:57 pm by John Jascob
Mutual fund notice filings must be filed through BlueExpress or emailed to ElectronicFiling@securities.ok.gov. [read post]
8 Jan 2017, 10:00 pm
One only needs to look at the long history of failure among Milwaukee's nonprofit housing providers. [read post]
26 Jun 2015, 6:30 am by Michael B. Stack
Doe advised the shop manager that he had heard through a mutual friend that Mr. [read post]
13 Oct 2013, 6:36 pm by Jack Pringle
of our law practices and outside them, provide a mind-boggling amount of external memory. [read post]