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13 Sep 2019, 5:49 am
Morley (Yale Law School), on Tuesday, September 10, 2019 Tags: Arbitrage, Disclosure, Exchange-traded funds, Investment Company Act, SEC, Securities regulation, Transparency Proxy Plumbing Recommendation Posted by Anne Sheehan and John C. [read post]
12 Sep 2019, 8:47 am by Staff Attorney
In June 2010 a customer alleged that from December 2007 to May 2008, Nesseth made unsuitable investments of corporate debt and oil & gas causing $300,000 in damages. [read post]
10 Sep 2019, 10:45 am by Camille Fischer
HiQ Labs’ business model involves scraping publicly available LinkedIn data to create corporate analytics tools that could determine when employees might leave for another company, or what trainings companies should invest in for their employees. [read post]
9 Sep 2019, 2:40 pm by admin
With said control, the defendants allegedly transferred significant amounts of investor funds to Relief Defendant American National Investments, the corporate parent of ANI Development, the SEC reports. [read post]
9 Sep 2019, 2:40 pm by admin
With said control, the defendants allegedly transferred significant amounts of investor funds to Relief Defendant American National Investments, the corporate parent of ANI Development, the SEC reports. [read post]
9 Sep 2019, 12:55 pm by Jeffrey Neuburger
  “Without authorization” is not defined, but in the quintessential case, the CFAA is invoked to remedy incidences of computer hacking or when an employee accesses a corporate network after having had his or her permission rescinded. [read post]
9 Sep 2019, 7:42 am by Rob Robinson
Existing investments include global valuation and corporate finance advisor Duff & Phelps, online legal services provider LegalZoom, specialist fund administrator Alter Domus, corporate and investor services provider Tricor and payroll software provider P&I. [read post]
9 Sep 2019, 4:30 am by Simon Lovegrove (UK)
At paras 7.42 and 7.43 of CP19/27 the FCA provides an update on the use of the temporary transitional power. [read post]
9 Sep 2019, 3:27 am by Peter Mahler
But overall, its choice of language, including its laundry list of options to operate, develop, lease, exchange, or sell the property, is typical of purpose clauses used in owner agreements for realty holding companies whether organized as partnerships, corporations, or LLCs. [read post]
8 Sep 2019, 7:56 am by Staff Attorney
Investors who have suffered losses are encouraged to contact us at (800) 810-4262 for consultation. [read post]
8 Sep 2019, 3:39 am by SHG
After multibillionaire and MIT Corporation lifetime member David H. [read post]
6 Sep 2019, 7:46 am by Luke Rodgers
They should also use their extraordinary resources to work with law enforcement and regulators to develop algorithms and machine learning tools to identify potentially fraudulent content. [read post]
6 Sep 2019, 3:00 am by Jim Sedor
The letter said an investigator used bank camera footage to confirm Coleman used the campaign’s ATM card to make unauthorized withdrawals. [read post]
6 Sep 2019, 2:00 am by Lin Grensing-Pophal
Failing to place some financial resources into savings can increase the risk of a personal or corporate financial crisis. [read post]
5 Sep 2019, 9:12 pm by Neil H. Buchanan
One of the puzzling contradictions about higher education in America is that it continues to be a great individual investment even as it has become more and more difficult for individuals to afford. [read post]
5 Sep 2019, 9:36 am by Bob Ambrogi
Axiom describes itself as a provider of “on-demand legal talent,” servicing primarily corporate clients. [read post]