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2 Aug 2011, 4:24 pm
Concerning the Women’s Preventive Services, however, the Interim Final Regulations delayed implementation of requirements to cover Women’s Preventive Services until August 1, 2011 to give time to HRSA time to issue its recommendations about what procedures should qualify as Women’s Preventive Services. [read post]
1 Aug 2011, 6:33 am
Many of the advisor's we work with have asked us to blog about marketing issues. [read post]
30 Jul 2011, 7:15 pm
" During the summer of our wedding, I tried to maintain some sanity living with my parents, studying for the Maryland Bar Exam, and planning a wedding (which I highly discourage) while my husband--then fiancée--interned in the legal department of a New York City financial services firm, saving up for our new life together. [read post]
30 Jul 2011, 2:31 am
First Trust Advisors L.P., the Fund’s investment advisor, along with its affiliate First Trust Portfolios L.P., are privately-held companies which provide a variety of investment services, including asset management, financial advisory services, and competitive municipal underwritings, with collective assets under management or supervision of approximately $51 billion as of June 30, 2011 through unit investment … [read post]
29 Jul 2011, 3:47 pm
It would reverse 35 years of case law, enforcement policy and the understanding of plans and plan service providers as well as the manner in which products and services are provided to plans, plan participants and IRA account holders, without any legislative direction.SIFMA asserted that the proposed rule is in conflict with Section 913 of the Dodd-Frank Act, which authorizes the SEC to establish a uniform fiduciary standard of care for brokers and advisors providing… [read post]
29 Jul 2011, 6:00 am
She also works with plan fiduciaries, plan sponsors, insurers, administrators, brokers and advisors, bankruptcy trustees, creditors, debtors, service providers and their officers and directors about the prevention, investigation, mitigation and resolutions of civil and criminal liability arising from suspected or known benefit administration claims, breaches of fiduciary duty, privacy and data security breach, vendor disputes and other disputes arising in relation to… [read post]
28 Jul 2011, 10:06 am
Spencer Cosby, Jr., Chief Executive Officer of Sidus Financial, announced his proposed retirement and will continue serving Sidus as a senior advisor until his official retirement date of December 31, 2011. [read post]
28 Jul 2011, 6:29 am
SEC reviews of certain financial sales practices may also reflect these influences. [read post]
28 Jul 2011, 2:00 am
CIBC ultimately negotiated an exchange ratio of 2.05 with Sims’s financial advisor. [read post]
27 Jul 2011, 3:33 pm
Phoenix outsourced this due diligence to Examination Management Services, Inc. [read post]
27 Jul 2011, 3:12 pm
” Within the coming weeks potential buyers will finalize their proposals which will include structure, valuation, and approaches to financial advisor retention and/or equity participation. [read post]
27 Jul 2011, 5:01 am
” About Cole-Frieman & Mallon LLP Informed by significant in-house and private practice experience at some of the most prestigious Wall Street firms, hedge funds, and law firms Cole-Frieman & Mallon LLP has the business acumen and market knowledge to provide legal solutions for a wide range of financial services matters. [read post]
26 Jul 2011, 5:22 pm
About Opes Advisors Opes Advisors is a mortgage bank and wealth management firm offering integrated personal financial services encompassing real estate, real estate financing and investment management. [read post]
25 Jul 2011, 7:24 pm
We are a trusted advisor to numerous companies throughout the state. [read post]
22 Jul 2011, 10:28 am
For example, suppose someone has a headache and they go to their trusted psychic advisor or healer who says they are thinking too much. [read post]
22 Jul 2011, 5:53 am
Shapiro again on Oct. 8, 2010, at an SEC-Financial Services Roundtable meeting, at which Jamie Dimon of J.P. [read post]
22 Jul 2011, 5:47 am
Shapiro again on Oct. 8, 2010, at an SEC-Financial Services Roundtable meeting, at which Jamie Dimon of J.P. [read post]
20 Jul 2011, 10:05 am
” “This means that there will be no direct or immediate scrutiny by the inquiry of any contacts proper – improper or otherwise – between editors, newspaper executives or press proprietors and government officials, special advisors and other public servants, such as Andy Coulson and Alastair Campbell. [read post]
19 Jul 2011, 7:00 am
Your financial advisor would call it a fixed asset investment and urge you to consider property in Wuhan’s upper west side. [read post]
15 Jul 2011, 7:01 am
Of course, many attorneys and financial advisors ... [read post]
