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27 Jun 2011, 4:24 pm
Moreover, the CBA's publishing division, LawFirst Publishing, premiered its newest publication, Annuities in Connecticut Estate Planning: An Essential Guide for Attorneys and Financial Advisors by attorney Joseph Cipparone. [read post]
24 Jun 2011, 7:12 am
Finally, are there situations where it pays off to pay for a top-tier financial advisor? [read post]
24 Jun 2011, 6:00 am
See related RegBlog post.To improve auditing of broker-dealer control of customer securities and cash, the SEC requested comments on proposed amendments to the agency’s broker-dealer financial reporting rule.J.P. [read post]
21 Jun 2011, 4:54 am
Kramer Levin’s representative clients in the employment area cover industries including financial services, consulting, insurance, tax, business management, consumer products, real estate, oil/gas, electronics, accounting, apparel, media, advertising, entertainment and education. [read post]
20 Jun 2011, 3:18 pm
This program will help in-house counsel, as well as outside advisors, to stop the key issues to avoid potential pitfalls down the road. [read post]
20 Jun 2011, 10:41 am
She also works with plan fiduciaries, plan sponsors, insurers, administrators, brokers and advisors, bankruptcy trustees, creditors, debtors, service providers and their officers and directors about the prevention, investigation, mitigation and resolutions of civil and criminal liability arising from suspected or known benefit administration claims, breaches of fiduciary duty, privacy and data security breach, vendor disputes and other disputes arising in relation to… [read post]
20 Jun 2011, 5:29 am
As others, including my Social Media for Lawyers co-author Nicole Black, NC Bar LPM Advisor Eric Mazzone, e-lawyering pioneer Richard Granat and North Carolina virtual lawyer Steph Kimbro have already written, the decision represents a step backward for lawyers – and indeed, may have the effect of precluding lawyers from using popular services like Google docs, Mozy, email or texting even for entirely non-confidential purposes. [read post]
19 Jun 2011, 9:26 am
Please do not transfer any asset until you consult with your attorney or tax advisor.] [read post]
17 Jun 2011, 11:07 am
Please always do due diligence; consult a financial advisor. rnhttp://www.BestofOTC.com Bestofotc.com Editor 7326210351 info@BestofOTC.com This is a press release. [read post]
15 Jun 2011, 11:56 pm
” He added, “Following my highlighting of this case with Lord Neuberger, the Master of the Rolls has written and advised me that the Financial Services Authority is reviewing this issue of what is formally called ‘third party capture. [read post]
13 Jun 2011, 6:47 am
An elder law attorney in Florida or financial advisor can help you sort out your options to deal with long term care costs. [read post]
10 Jun 2011, 11:13 am
Steven Kobayashi, founder of Life Settlement Partners, LLC and a former financial advisor at the UBS Financial Services LLC office in Walnut Creek, California has pleaded guilty to one count each of... [read post]
10 Jun 2011, 9:35 am
Steven Kobayashi, a former UBS Financial Services Advisor in Walnut Creek, California, has agreed to serve over 5 years in prison for securities fraud. [read post]
10 Jun 2011, 9:00 am
Many banks provide a broad range of banking services to municipalities, they noted, including deposit, basic cash management, lockbox, and short-term lending services. [read post]
10 Jun 2011, 7:57 am
And where were the investment advisors? [read post]
9 Jun 2011, 12:30 pm
In 2008, she served on a panel on Financial Crimes and Intellectual Property for law enforcement officials in Trinidad, sponsored by the United States Department of Justice and the United States Embassy. [read post]
9 Jun 2011, 9:38 am
In a letter to the SEC, the three lawmakers noted that Dodd-Frank defines a municipal advisor as any entity that provides advice to a municipal entity with respect to municipal financial products or the issuance of municipal securities. [read post]
8 Jun 2011, 11:32 am
It is always best to consult with your team of professionals, including your estate planning attorney, CPA and financial advisors. [read post]
7 Jun 2011, 9:56 am
" Nevertheless, in a few posts on virtual consumption, SEC Advisor Rick Bookstaber offers a glimpse of light at the end of our economic tunnel. [read post]
7 Jun 2011, 9:55 am
” Nevertheless, in a few posts on virtual consumption, SEC Advisor Rick Bookstaber offers a glimpse of light at the end of our economic tunnel. [read post]
