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3 Dec 2018, 6:45 pm
Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to Mark Tudor’s alleged introduction of investments away from his member firm without approval. [read post]
18 Apr 2019, 1:30 pm
Investor rights attorney Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to William Ornstein’s acts of negligence, and breach of fiduciary duty. [read post]
23 Apr 2019, 2:13 am
Investor rights attorney Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to Sam Aziz’s alleged excessive trading and unsuitable recommendations. [read post]
27 Nov 2018, 10:11 am
Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to William Dumchus’s alleged acts of unsuitability. [read post]
2 Nov 2018, 6:56 am
Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to Bernard Jasmin’s alleged unsuitability. [read post]
23 Nov 2018, 9:33 am
Attorney Alan Rosca, a securities lawyer and adjunct professor of securities regulation, and has represented thousands of victimized investors across the country and around the world in cases ranging from arbitrations to class actions. [read post]
22 Apr 2019, 2:00 pm
Investor rights attorney Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to Andrew Costa’s allegedly allowing an unlicensed individual to sell an investment to a claimant. [read post]
16 Jun 2019, 1:01 pm
Investor rights attorney Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to Aaron Brian Graham’s alleged unsuitable investments recommendations. [read post]
7 Dec 2018, 6:08 am
Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to Bruce Plyer’s alleged unauthorized trading. [read post]
18 Dec 2018, 6:57 am
Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to Timothy Ballard’s alleged excessive and unsuitable trading. [read post]
3 Feb 2019, 2:02 pm
Investor rights attorney Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to James Flynn’s alleged misrepresentations of facts. [read post]
19 Apr 2019, 1:37 pm
Investor rights attorney Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to Gabriel Block’s alleged acts of unsuitability, breach of fiduciary duty, and negligence. [read post]
15 Nov 2018, 6:21 am
Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to Christopher Scalese’s alleged misrepresentations. [read post]
19 Jan 2019, 11:22 am
Investor rights attorney Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to Joshua Mischke’s alleged sale of unregistered securities. [read post]
24 Dec 2018, 7:31 am
Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to Paul Murans’ alleged unsuitable investments and unauthorized trades. [read post]
16 Feb 2019, 1:34 pm
Securities attorney Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to Daniel Levine’s alleged undisclosed outside business activities and executed unauthorized trades. [read post]
23 Jul 2019, 11:55 am
Investor rights attorney Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to Beatriz Vida’s alleged unsuitability, over-concentration, fraud, and breach of fiduciary duty. [read post]
27 Dec 2018, 9:08 am
Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to Michael Kurtz’s alleged violation of firm policies regarding outside business activities, selling away, and fiduciary duty obligations. [read post]
2 Jan 2019, 4:38 am
Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to Nicholas Radke’s alleged private securities transaction. [read post]
20 Jan 2019, 11:27 am
Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to David Manor’s alleged unapproved outside business activity. [read post]
