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23 Jun 2015, 4:11 pm by John Jascob
In March, the IOSCO published its second consultative document on non-bank non-insurer global systemically important financial institutions or NBNI G-SIFIs.The March draft provoked a strong response from industry players who feared the IOSCO framework could help push regulators to pin the SIFI label on many asset managers. [read post]
30 Jun 2013, 7:59 am
Baron Rothschild, the 18th century British nobleman and member of the Rothschild banking family, is credited with saying, "The time to buy is when there's blood in the streets." [read post]
10 Jan 2019, 9:45 am by FM Librarian
., Dec. 2018) [text via ReliefWeb]Human(itarian) Capital? [read post]
13 Jan 2014, 2:26 pm
     When will these gains and losses be taxed as ordinary income or capital gains? [read post]
7 Feb 2020, 8:56 am by Elliot Setzer
Israeli warplanes have fired missiles at targets near Syria’s capital, killing 23 people, according to the BBC. [read post]
24 Jul 2013, 8:43 pm by Jeff Gamso
   For all the vigils and the petitions and phone banks and prayer services. [read post]
30 Dec 2013, 1:48 pm
Issuers may rely upon certain third parties, such as banks and broker-dealers that have relationships with investors, to certify their status. [read post]
13 Mar 2024, 4:18 am
., in standard character and design form (below) for "investment services in the nature of venture capital and private equity financing, and investment banking services. [read post]
7 Jan 2020, 8:08 am by John Jascob
Also, the fiduciary duty does not mandate any capital, custody, margin, financial responsibility, recordkeeping, bonding, financial, or operational reporting for broker-dealers or agents that differ from, or are in addition to, 15 U.S.C. [read post]
17 Sep 2017, 7:31 am by Brooke
 Finally, Keri Leigh Merritt is interviewed about her Masterless Men: Poor Whites and Slavery in the Antebellum South.Reviewed in both The Guardian and The Economist is David Kynaston's Till Time's Last Sand: A History of the Bank of England 1694-2013.The Vietnam War: An Intimate History by Geoffrey C. [read post]
18 Apr 2018, 6:02 am by Neil Wilkof
OxFirst is pleased to host a free webinar, to take place on April 24th at 3:00 pm UK time, on the topic of “IP Valuation for Wealth Generation”, and why IP valuation can play a crucial role in every step necessary to generate wealth on the grounds of intellectual capital. [read post]
2 Dec 2019, 7:25 am
Investments, banks, stakeholders, companies, American, European, companies that have international capital in Ukraine, it’s a signal to them that says, ‘Be careful, don’t invest. [read post]
3 Sep 2013, 12:00 am
The series is sponsored by the Wells Fargo Advisory Center for Finance and Accounting Research in the Olin Business School; the Brown School and the Center for Social Development; the Center for the Interdisciplinary Study of Work and Social Capital in the School of Law; the Department of Economics in Arts & Sciences; the College of Arts & Sciences; and the Federal Reserve Bank of St. [read post]
25 Mar 2022, 3:50 am
"] In re Panacea Financial LLC, Serial No. 88947690 (March 18, 2022) [not precedential] (Opinion by Judge Karen Kuhlke) [Section 2(d) refusal of PANACEA FINANCIAL for, inter alia, "banking and financing services" and "financing and loan services" [FINANCIAL disclaimed], in view of the registered mark PANACEA VENTURE for "financial services, namely, venture capital investment firm services targeted at investments in companies in the healthcare… [read post]
31 Oct 2016, 12:45 pm by Stephen D. Rosenberg
Service providers such as asset managers, banks and insurance companies are likewise impacted by bad governance and unchecked risk-taking. [read post]
6 Mar 2015, 9:30 pm by Dan Ernst
Around the colloquia: On March 5, Eric Hilt, Wellesley College, presented "Investment Banks as Corporate Monitors in the Early 20th Century United States," in the Yale Law School’s Workshop in Law & Finance. [read post]
22 Jul 2015, 4:37 am by Jon Hyman
I’d like to think that after 8-plus years of blogging, I’ve banked some capital as one who offers a common-sense approach to the often crazy world of labor and employment law. [read post]
14 Mar 2013, 5:50 am by Timothy P. Flynn
Also, let's not forget to take into account the potential value to the defendant, win or lose, of grabbing America by the shorties for as long as she can in order to maximize her capital in the notoriety bank; this appreciation could come in handy down the road. [read post]