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26 Feb 2024, 12:30 pm by Kevin LaCroix
The lawsuit named not only SPAC directors and officers but also the financial advisor involved with the deal, Chardan Capital Markets, LLC. [read post]
12 May 2008, 10:10 pm
They will be in contact with them throughout the year, but once a year they make an effort to go and see them or meet with their financial advisor. [read post]
17 Sep 2020, 6:14 am by David Jensen
Editor's note: The following article by yours truly was published as a freelance piece this week on Capitol Weekly, an online state government and politics news service. [read post]
22 Apr 2021, 6:00 am by Ana Popovich
Fish and Wildlife Service (FWS) and National Oceanic and Atmospheric Administration (NOAA). [read post]
7 Feb 2011, 3:00 am by Peter A. Mahler
" Matter of Singh (Data Palette Information Services, LLC), Short Form Order, Index No. 4797/10 (Sup Ct Queens County Jan. 7, 2011). [read post]
26 May 2010, 4:44 am by Broc Romanek
Below is a piece written by CongressDaily's Bill Swindell entitled "Frank Sees SEC Self-Funding Language As Ripe for Revision" that covers a number of topics: A drive to allow the SEC to self-fund its budget by retaining fees it collects will likely have to be modified to allow for greater oversight by appropriators, House Financial Services Chairman Barney Frank said Tuesday. [read post]
21 May 2017, 9:35 pm by Jake Siegel
According to a study by Crowdfund Capital Advisors, many firms that have raised funds through equity or debt-based crowdfunding report having less interest in involving institutional investors since crowdfunding[vi]. [read post]
22 Apr 2021, 6:00 am by Ana Popovich
Fish and Wildlife Service (FWS) and National Oceanic and Atmospheric Administration (NOAA). [read post]
22 Apr 2021, 6:00 am by Ana Popovich
Fish and Wildlife Service (FWS) and National Oceanic and Atmospheric Administration (NOAA). [read post]
16 Oct 2019, 6:59 am by Steve Vladeck
One reason courts have historically had so little to say about the privilege is because, as the Congressional Research Service explained in 2014, “[t]he vast majority of these disputes are resolved through political negotiation and accommodation. [read post]
5 Oct 2011, 3:11 am by Rob Robinson
Wins Silver for Data/Security Recovery Services in Houston, TX - http://bit.ly/pGhMv5 (PR.com) BIA Introduces TotalDiscovery.com Legal Hold - Offers Introductory $1.00 Per Custodian Pricing - http://bit.ly/r1XpGJ (Press Release) Certified Records Manager Laurie Fischer Joins Huron Legal - http://bit.ly/omeVIp (Michael Roach) Compare & Contrast: Practice Management - http://bit.ly/pEcWCs (Sean Doherty) Deploy Review Attorney SWAT Team, Using Separate Skills to Reach a Common Goal… [read post]
21 Apr 2006, 8:20 am by Larry Bodine
She suggested that women attorneys assemble an elite cadre of personal advisors to counsel them on building their practice. [read post]
1 Feb 2023, 12:25 pm by Giles Peaker
The most recent evidence was: a) a report from a consultant psychiatrist dated 15 August 2022, which stated that Ms Lees had a diagnosis of adjustment disorder, and was receiving telephone 3 monthly out patient follow up following a crisis in October 2021. b) A 3 November 2022 email from someone calling herself an ‘Approved Mental Health Professional – Social Worker’, which said: “I am able to confirm that to the best of your knowledge (sic), I am 100% confident that the Ms… [read post]
1 Jul 2017, 12:00 pm by Jane Chong
Serious procedural challenges like standing notwithstanding, given the House and Senate’s failure to address head-on the risks posed by Trump’s financial conflicts pose, the lawsuits could prove important in forcing a much-needed conversation: Is Trump taking in profits in violation of the Constitution? [read post]
9 Sep 2021, 6:40 pm by Cynthia Marcotte Stamer
Most widely recognized for her work with health care, life sciences, insurance and data and technology organizations, she also has worked extensively with health plan and insurance, employee benefits, financial, transportation, manufacturing, energy, real estate, accounting and other services, public and private academic and other education, hospitality, charitable, civic and other business, government and community organizations. and their leaders. [read post]
8 Apr 2009, 5:07 pm
  This will apply to any investment management firm without regard to the type of assets, whether they are financial assets or real estate. [read post]
12 Dec 2017, 4:36 pm by Kevin LaCroix
These coins or tokens come with particular rights, such as: a right to access to a future service once the ICO is launched; a right to redeem the token for a currency or service; or a right to receive future profits from the company (like a dividend). [read post]
30 Jun 2015, 2:43 pm by Cynthia Marcotte Stamer
  Well known for her extensive work with health care, insurance and other highly regulated entities on corporate compliance, internal controls and risk management, her clients range from highly regulated entities like employers, contractors and their employee benefit plans, their sponsors, management, administrators, insurers, fiduciaries and advisors, technology and data service providers, health care, managed care and insurance, financial services,… [read post]