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16 Jul 2020, 10:10 am
The topics we discuss are: implications of the SCOTUS Seila Law decision on CFPB rules, past consent orders, ongoing enforcement, and the Texas lawsuit challenging the CFPB payday loan rule; DOJ/FTC auto dealer fair lending actions, status of disparate impact, and Google targeted advertising changes; the CFPB’s new advisory opinion program; timing of CFPB debt collection final rule; and OCC/FDIC final rules to undo Madden and plans to address “true lender. [read post]
14 Feb 2014, 12:38 pm
11 Jun 2018, 2:28 am
Arun Srivastava to head up the US firm's City regulatory and fintech and payments practice [read post]
4 Oct 2011, 12:22 pm
The House Capital Markets and Government Sponsored Enterprises Subcommittee will meet October 5 on: Markup of H.R. 1965, To amend the securities laws to establish certain thresholds for shareholder registration, and for other purposes (Rep. [read post]
28 Oct 2009, 10:27 am
GMAC Financial Services,the former financing arm of General Motors Corp., may be in talks with the U.S. [read post]
12 Jul 2024, 6:25 am
On 12 July 2024, the Financial Ombudsman Service (FOS) published its latest annual complaints data and insight. [read post]
25 Jun 2018, 10:53 am
On May 30, 2018, the Federal Reserve Board was the first of the five financial services regulators responsible for the Volcker Rule to approve proposed changes agreed by the regulators. [read post]
2 Jul 2019, 5:10 am
Zolper pointed to the valuable work done by the Financial Services and Information Analysis Center (FS-ISAC) in this area. [read post]
21 Apr 2011, 7:36 am
Pratt’s Financial Services Law Library can be found in Widener’s online database list here. [read post]
29 Mar 2021, 8:50 pm
Financial Services Compensation Scheme (Appointed Representatives) Instrument 2021. [read post]
7 Apr 2014, 10:20 am
Under the CFPA, employees are protected against retaliation from entities that provide consumer financial services and products that are mainly for family, household, or personal use, including: certain kinds loans, residential mortgages, modifications to mortgage loans, relief services regarding foreclosure, debt relief, consumer credit, and other goods and services. [read post]
27 May 2015, 9:30 pm
America’s financial regulatory system developed piecemeal. [read post]
14 Oct 2019, 9:58 am
The New York Department of Financial Services (NYDFS) has announced the creation of a Student Debt Advisory Board to advise on consumer protection, student financial products or services, and communities that have been significantly impacted by student debt. [read post]
7 May 2021, 4:10 am
Federal Court Rejects TRO Against Brokerage and RIA (BrokeAndBroker.com Blog)UBS Financial Services, Inc.; UBS Financial Services Incorporated of Puerto Rico; UBS Trust Company of Puerto Rico, Petitioners/Appellees, v. [read post]
30 Apr 2016, 7:17 am
FINRA has issued a press release stating that financial services "firms' offerings of digital investment advice need sound governance and supervision, including effective means of overseeing suitability of recommendations, conflicts of interest, customer risk profiles and portfolio rebalancing. [read post]
27 May 2010, 9:34 pm
Small Business Services: Seedco Financial Services: Provides financing for small businesses. [read post]
25 Jan 2011, 12:00 am
These courses are distinguished by learning activities in service to an organization or community, course content and assignments connected to the service, and faculty oversight.The grants are intended to provide faculty members with financial support for curriculum development and implementation. [read post]
4 Jun 2008, 4:19 pm
The financial services industry launched advertising campaigns geared towards boomers early. [read post]
4 Sep 2020, 1:15 am
Continue Reading › The post SEC Accuses Financial Advisor And Strategic Wealth Advisor Group of Stealing $2.2M From Senior Investors appeared first on Investor Lawyers Blog. [read post]
21 Feb 2011, 6:30 am
Jacobs, recently wrote an article about the best ways to securely store the keys to your online financial life. [read post]
