Search for: "Matter of Cooper"
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19 Feb 2021, 7:25 am
Financial Advisors who have engaged in misconduct or otherwise violated FINRA rules or regulations frequently surrender their license rather than cooperate in a FINRA investigation. [read post]
2 May 2022, 1:59 pm
Financial Advisors who have engaged in misconduct or otherwise violated FINRA rules or regulations frequently surrender their license rather than cooperate in a FINRA investigation. [read post]
30 Jun 2015, 5:58 pm
I think is should, but as a practical matter, prosecutors are not too cooperative when it comes to helping out a defendant via Section 943.0581 (most don’t even know what an administrative expunction is). [read post]
13 Jul 2012, 12:09 pm
Defendant shall cooperate in all respects with the Special Master’s investigation. [read post]
22 Apr 2011, 8:48 am
The Court found this to be “arms-length cooperation” and not an agency relationship. [read post]
30 Dec 2022, 7:37 am
Financial Advisors who have engaged in misconduct or otherwise violated FINRA rules or regulations frequently surrender their license rather than cooperate in a FINRA investigation. [read post]
15 Oct 2014, 5:00 am
If you can, exit with your attorney to discuss matters outside the courtroom. [read post]
25 Nov 2018, 1:06 pm
Still, the litigation in this matter pressed on, with rhetoric becoming increasingly escalated. [read post]
10 Aug 2011, 8:24 am
How many cases has the lawyer tried that are similar to the matter you have? [read post]
30 Dec 2010, 7:07 am
The insurer takes the position that the matter is not ripe for appraisal because of an alleged "dispute of fact. [read post]
22 Mar 2013, 7:07 am
The latest remarks by the UN official have complicated matters even more. [read post]
30 Nov 2022, 1:49 pm
Financial Advisors who have engaged in misconduct or otherwise violated FINRA rules or regulations frequently surrender their license rather than cooperate in a FINRA investigation. [read post]
3 Jun 2020, 11:53 am
As a general matter, the employer must pay the employee something for a mutual termination. [read post]
8 Dec 2010, 8:27 am
Both subsequently entered into cooperation agreements with federal authorities, the terms of which required them "to testify at any proceeding in the Eastern District of New York or elsewhere as requested by the [U.S. [read post]
10 Sep 2015, 8:24 am
Yates announced “six key steps to strengthen [DOJ’s] pursuit of individual corporate wrongdoing, some of which reflect policy shifts and each of which is described in greater detail below:(1) in order to qualify for any cooperation credit, corporations must provide to the Department all relevant facts relating to the individuals responsible for the misconduct; (2) criminal and civil corporate investigations should focus on individuals from the inception of the investigation; (3)… [read post]
21 Dec 2008, 11:29 pm
Happy clients are cooperative clients. [read post]
10 Sep 2015, 8:24 am
Yates announced “six key steps to strengthen [DOJ’s] pursuit of individual corporate wrongdoing, some of which reflect policy shifts and each of which is described in greater detail below:(1) in order to qualify for any cooperation credit, corporations must provide to the Department all relevant facts relating to the individuals responsible for the misconduct; (2) criminal and civil corporate investigations should focus on individuals from the inception of the investigation; (3)… [read post]
22 Sep 2021, 12:53 pm
Financial Advisors who have engaged in misconduct or otherwise violated FINRA rules or regulations frequently surrender their license rather than cooperate in a FINRA investigation. [read post]
13 Aug 2015, 9:02 am
This man was later pronounced dead and the driver is said to be cooperating with the police. [read post]
12 Apr 2016, 10:26 am
Doppelt has been representing parties in divorce matters in Southern California for more than 20 years. [read post]
