Search for: "ANNUITY FUND"
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9 Jan 2019, 10:28 am
According to Investment News, there are four primary components in a process that will be expedited by technology: applications, signatures, fund settlement and transaction paperwork between insurers. [read post]
4 Jan 2019, 8:30 am
The customer also alleged that being invested in 100% high yield bond funds does not match her risk tolerance. [read post]
4 Jan 2019, 4:03 am
Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to Jerry Simpson’s alleged theft of client funds. [read post]
3 Jan 2019, 11:33 am
Variable Annuity Fraud and Senior Investors Our senior investor fraud lawyers are experienced in working with older investors and their families. [read post]
2 Jan 2019, 11:49 am
Morante represents insurance and reinsurance companies, captive insurers, insurance wholesalers, insurance agents/brokers, financial institutions, and funds and fund managers. [read post]
2 Jan 2019, 9:04 am
Annuities, mutual funds, and alternative investments such as non-traded REITs and oil and gas LPs can all carry high commissions and fees. [read post]
28 Dec 2018, 10:12 am
Start a “rainy day” fund in case of emergencies. [read post]
19 Dec 2018, 12:42 pm
When advisors convert or misappropriate funds they often created businesses or other vehicles to serve as a cover for the theft of funds. [read post]
19 Dec 2018, 12:40 pm
The remaining investments were in a numerous annuities, non-traded real estate investment trusts (Non-Traded REITs), private placements, equipment leasing, and oil and gas private placement programs. [read post]
19 Dec 2018, 9:53 am
The claimant had settled with his employer’s insurance carrier and agreed that the carrier could make a qualified assignment of its obligation to another carrier, which funded its future obligation by purchasing an annuity. [read post]
18 Dec 2018, 2:25 pm
Mutual funds and annuities generally should not frequently be switched for other mutual funds and annuities. [read post]
16 Dec 2018, 12:17 pm
The preamble to the proposed regulations clarify that an entity would not be “managed by” another entity solely because the first-mentioned entity invests all or a portion of its assets in such other entity, and such other entity is a mutual fund, an exchange traded fund, or a collective investment entity that is widely held and is subject to investor-protection regulation. [read post]
14 Dec 2018, 10:56 am
Some representatives reportedly concealed the source of funds used to purchase new variable annuities that may have resulted in unfavorable tax consequences. [read post]
14 Dec 2018, 2:00 am
Stay informed about the changing annuity marketplace. [read post]
12 Dec 2018, 11:59 am
Funds that are not deposited directly or funds that are later transferred into a different account are not protected. [read post]
10 Dec 2018, 12:31 pm
This made it difficult for participants to replace withdrawn funds, potentially reducing the amounts available to them for retirement. [read post]
10 Dec 2018, 6:12 am
IRAs and 401(k)s) Buying annuities Giving substantial amounts as gifts to your beneficiaries while you are alive Opening college savings plans There are complex federal and state laws governing each type of asset protection so it is essential to work with an asset protection attorney in your own state who is familiar with local statutes as well as federal ones. [read post]
4 Dec 2018, 11:32 am
According to the regulator’s complaint, the former Royal Alliance Associates investment adviser forged clients’ signatures and withdrew funds from their investment and variable annuity accounts, collectively making 82 unauthorized withdrawals over six years. [read post]
25 Nov 2018, 5:48 pm
Your 401k-type plan funds, which are not subject to the Iowa laws, do not have your ex-spouse revoked as a beneficiary. [read post]
23 Nov 2018, 4:06 am
Cody is accused of sending another investor a bogus tax form to make it appear as if money she wanted to withdraw from her retirement funds would come in the form of an annuity through Sun Life Financial. [read post]
