Search for: "Asset Management Professionals, LLC"
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16 Jun 2016, 2:48 pm
Morgan Stanley quickly announced details, specifically that Marsh took data on about 10 percent of its 3.5 million wealth management customers, including transactional information from customer statements. [read post]
2 Apr 2023, 6:00 am
Nevertheless, the ecosystem remains dynamic and responsive to the evolving landscape of digital data management and legal technology. [read post]
4 Oct 2024, 7:27 am
For cybersecurity, information governance, and eDiscovery professionals, this acquisition means access to enhanced forensics, scanning, and data management services across the U.S., enabling them to stay competitive and compliant in a data-driven world. [read post]
19 Aug 2024, 2:20 pm
An operating agreement is a legally binding contract that governs the internal operations of a limited liability company (LLC). [read post]
3 Oct 2023, 9:01 pm
SEC press release │SEC complaint | SEC order Investment adviser agrees to settle disclosure claims for SPAC-related activity In the Matter of Monroe Capital Management Advisors (A.P. [read post]
26 Nov 2017, 4:00 am
Trusts: How Are Trust Assets CharacterizedS.A. v. [read post]
28 Nov 2022, 4:17 am
In DAGS II, LLC v Huntington Natl. [read post]
3 Dec 2006, 2:50 am
Interested applicants should submit their cover letter, resume and salary expectations to: Human Resources Manager Blatt, Hasenmiller, Leibsker & Moore, LLC 125 S. [read post]
16 Nov 2011, 11:20 am
In the overview portion of the “Management’s Discussion and Analysis of Financial Condition and Results of Operations” section of Behringer Harvard REIT I, Inc. [read post]
16 Mar 2017, 8:00 am
In addition, a corporation is legally owned by the shareholders and managed by a Board of Directors. [read post]
9 Nov 2023, 9:01 pm
In August 2022, the Commission filed a case against Crown Bridge Partners, LLC (“Crown Bridge”) and its two members, who were brothers, alleging that they “engaged in the buying and selling large volumes of penny stocks for their own account. [read post]
15 Sep 2018, 7:58 pm
California-source income generally means income derived from a business or assets with a situs in California, or from work performed here. [read post]
21 Sep 2019, 2:31 pm
(Investee)Capital Southwest Corporation in Recapitalization (Investor) 2-Jul-19QDiscoveryXact Data Discovery 19-Jun-19Text IQ (Investee)FirstMark Capital with Sierra Ventures (Investors)$12,600,000 17-Jun-19Elevate (Investee)Kayne Partners (Investor)$25,000,000 17-Jun-19Cellebrite (Investee)Israel Growth Partners (IGP) $110,000,000 12-Jun-19Infinnium (Investee)Sahajanand Group (Investor) 11-Jun-19Jordan LawrenceExterro 5-Jun-19Mindseye SolutionsReveal Data 3-Jun-19Thomson Reuters Pangea3… [read post]
12 Nov 2019, 4:47 am
“This action is one of several stemming from a massive fraud involving Wimbledon’s investment advisor, Weston Capital Asset Management, LLC (“Weston”), and its related affiliates, which resulted in guilty pleas by defendant Albert Hallac (“Hallac”), Weston’s founder and president, and Keith Wellner (“Wellner”), Weston’s general counsel. [read post]
13 Oct 2022, 1:55 pm
Mezrahi is co-founder and CEO and Sigrist is Vice President of Data Science at SAR LLC. [read post]
18 Jul 2009, 7:31 am
In April, Chairman Schapiro announced a new Industry and Markets Fellows Program to give industry professionals an opportunity to work for two years in the Office of Risk Assessment and help identify and assess risks in the financial markets. [read post]
20 Mar 2023, 11:59 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm dedicated to helping investors in claims in all 50 states against their financial professional or brokerage firm. [read post]
7 Mar 2016, 7:09 am
That entity could be an individual; a corporation or LLC; or a partnership. [read post]
2 Oct 2024, 2:47 pm
It brings together the digital asset community to address investment, legal, and operational issues relevant to private fund managers. [read post]
14 Apr 2021, 6:30 am
Time is a valuable asset. [read post]
