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28 Jun 2010, 5:08 am by Broc Romanek
Please participate in this anonymous poll about how we should refer to the Dodd-Frank Act on a shorthand basis: Online Surveys & Market Research - Broc Romanek [read post]
21 Jan 2010, 4:30 am by Broc Romanek
- US and California Supreme Courts Tackle Attorney-Client Privilege - The SEC Cares - The Time I was Written Up for Blogging - SCOTUS to Hear "Foreign-Cubed" Cases - An Unforeseen Impact of an SEC Complaint: No D&O Coverage - Why I Don't Allow Comments on My Blogs - Broc Romanek [read post]
17 Jan 2013, 4:20 am by Broc Romanek
- Sample: Audit Committee Evaluation of Auditor (& It's PCAOB Inspection) - Broc Romanek [read post]
6 Jun 2011, 4:48 am by Broc Romanek
Here are some of the latest entries: - Annual Meetings: The Use of Floor Proposals - Notes from the Council of Institutional Investors' Spring Meeting - Diverse Director "DataSource" Announced, Dogged by Questions - Environmental Proposals and Proponents: More Than Nuns in Tennis Shoes - Annual Meeting Survey Results: Part II - Broc Romanek [read post]
15 Sep 2016, 3:15 am by Broc Romanek
Please take a moment to participate in this anonymous poll: polls – Broc Romanek [read post]
9 Jun 2016, 3:09 am by Broc Romanek
FINRA Proposes Changes to Communications Rules As noted in this memo, FINRA recently filed proposed revisions to its communications rules with the SEC that include a few substantive revisions to existing rules, eases some burdensome filing requirements and leaves the door open for future changes… Sights & Sounds: “Women’s 100 Conference ’16” This 1-minute video captures the sights & sounds of the “Women’s 100” events that just wrapped up in DC… [read post]