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16 Apr 2020, 4:55 am by Hedge Fund Lawyer
District Judge Kevin Castel of the Southern District Court of New York issued an injunction against Telegram Group Inc. [read post]
15 Apr 2020, 8:56 am by zamansky
Some are facing margin calls on their offshore derivatives positions and scrambling to sell assets — including Korean corporate bonds — to meet their obligations, according to Lee Hyo Seob, a research fellow at the Korea Capital Market Institute. [read post]
13 Apr 2020, 4:36 pm by InvestorLawyers
(“AFIN” or the “Company”), formerly known as American Realty Capital Trust V, Inc., listed its shares on Nasdaq Global Select Market (“Nasdaq”), under the symbol AFIN effective July 19, 2018. [read post]
12 Apr 2020, 5:34 am by Eugene Volokh
Nuveen LLC: Plaintiff Preston Hollow Capital LLC ("Preston Hollow") and Defendants Nuveen LLC, Nuveen Investments, Inc., Nuveen Securities LLC and Nuveen Asset Management LLC (collectively, "Nuveen") are all institutional investors in municipal bonds. [read post]
2 Apr 2020, 7:49 am by Renae Lloyd
Credit Suisse High Yield Bond Fund, Inc. is a closed ended fixed income mutual fund launched and managed by Credit Suisse Asset Management, LLC. [read post]
31 Mar 2020, 1:50 pm by Kevin LaCroix
  In its Form PF, which investment advisers who manage private funds with more than $150 million in assets must file, the SEC identifies seven categories of private funds: (1) hedge funds, (2) private equity funds, (3) securitized asset funds, (4) liquidity funds, (5) real estate funds, (6) venture capital funds, and (7) other types of private  funds. [read post]
31 Mar 2020, 4:31 am by Shannon O'Hare
The bonds were secured by 50.1 per cent of the share capital of Citgo Holding Inc., a subsidiary of PDVSA. [read post]
30 Mar 2020, 4:59 am by Chris Wesner
That same day, she filed her schedules of assets and liabilities, listing on Schedule E/F an unsecured debt to Capitol South in the amount of $70,290 and an unsecured debt to Cabrera in the amount of $80,000. [read post]
29 Mar 2020, 7:56 am by Rob Robinson
Legal Support (eDiscovery and Computer Forensics Division)Business Intelligence Associates (BIA) 5-Dec-17HAYSTACK ID LLC (Investee)TCF Capital Funding (Support Of Knox Capital Holdings and Maranon Capital) in Recapitalization (Investor)$17.800,000 30-Nov-17E-STETEY 28-Nov-17AllegoryIntegreon 31-Oct-17Avalon Document Services (Merger)C:Dox (Merger) 23-Oct-17NexLP (Investment)Method Capital and Dundee Venture Capital (Investors)$3,000,000… [read post]
27 Mar 2020, 6:01 am
Fund Families Posted by Jackie Cook and Jon Hale, Morningstar, Inc., on Monday, March 23, 2020 Tags: Asset management, ESG, Institutional Investors, Proxy advisors, Proxy voting, Shareholder voting, Stewardship New ESG Disclosure Obligations Posted by Anna Maleva-Otto and Joshua Wright, Schulte Roth & Zabel LLP, on Tuesday, March 24, 2020 Tags: Disclosure, Environmental disclosure, ESG, EU, International… [read post]
25 Mar 2020, 9:27 am by Renae Lloyd
” Annaly Capital Management, Inc. engages in the investment and financing of residential and commercial assets, according to Market Watch. [read post]
24 Mar 2020, 12:30 pm by James Kim and Scott A. Coleman
The proposed rule, together with the FDIC’s recent approvals of deposit insurance applications for Nelnet Bank and Square Financial Services, Inc., suggest the ILC charter as a viable alternative to the OCC’s fintech charter, which has been stalled by litigation. [read post]
20 Mar 2020, 11:07 am by Sarah Aberg
Monitoring and outreach to advisors and asset and fund managers, and in particular those with material exposures in markets and asset classes that have been most affected by COVID-19. [read post]
18 Mar 2020, 2:00 pm by Gene Quinn
The true story begins in 2018, when Fortress Investment Group acquired the patent assets of Theranos Inc. [read post]
17 Mar 2020, 6:00 am by Monica Wong (Toronto)
Private equity firms, such as Blackstone Group Inc. and Carlyle Group, hold approximately $1.5 trillion in unspent capital, making this year-end total of unspent capital the highest amount in history. [read post]
16 Mar 2020, 1:54 pm by Kevin LaCroix
This decision opens a window for potential liability for misstatements beyond the Supreme Court’s prior decision in Janus Capital Group, Inc. v. [read post]
13 Mar 2020, 6:31 am
Posted by Kevin Harnisch (Norton Rose Fulbright US LLP) and David Ho and Nepomuk Loesti (American International Group, Inc.), on Friday, March 6, 2020 Tags: Extraterritoriality, Foreign issuers, International governance, Liability standards, Morrison v. [read post]
12 Mar 2020, 12:49 pm by Renae Lloyd
The Fund’s investment objective is to seek a high level of total return resulting from a combination of current tax-deferred distributions and capital appreciation. [read post]