Search for: "Capital Funding Group Inc"
Results 621 - 640
of 1,721
Sort by Relevance
|
Sort by Date
7 Jan 2019, 2:35 pm
Supreme Court issued its unanimous decision in Cyan, Inc. v. [read post]
3 Jan 2019, 2:47 pm
The defendants include a conservation manager/broker dealer, an appraiser, and various professionals associated with EcoVest Capital, Inc., an entity that sponsors real estate investments focused on conservation. [read post]
3 Jan 2019, 2:10 pm
Capital Gains ResearchBureau, Inc., 375 U.S. 180, 194 (1963) to impose a financial duty on Investment Advisers to disclose to its clients all conflicts of interest which might incline an investment adviser consciously or unconsciously to render advice that is not disinterested.These are high-standards and high-stakes for Registered Investment Advisers and for the Investment Advisers themselves. [read post]
31 Dec 2018, 1:04 pm
According to Bloomberg, market woes have left Goldman Sachs Group Inc. [read post]
30 Dec 2018, 3:03 am
The Bill was to be an overhaul of the compulsory licence system that governs mechanical licences in the US, with Collins and Jeffries saying: "Under the Music Modernization Act, the digital services would fund a Mechanical Licensing Collective, and, in turn, be granted blanket mechanical licenses for interactive streaming or digital downloads of musical works". [read post]
27 Dec 2018, 8:56 am
., Inc., 325 U.S. 419, 424–25 (1945); 29 C.F.R. [read post]
27 Dec 2018, 8:44 am
Among the cited reasons our Los Angeles marijuana business lawyers found worthy of note: A state-funded public bank would necessitate roughly $1 billion in capital investments, which would likely take about six years to acquire. [read post]
18 Dec 2018, 12:56 pm
A group of four former cooperative members filed a breach of contract claim against Flathead Electric Cooperative. [read post]
17 Dec 2018, 3:14 pm
Specifically, the SEC alleged that Mayweather failed to disclose promotional payments from three ICO issuers, including $100,000 from Centra Tech, Inc. [read post]
15 Dec 2018, 8:40 am
The charges claim that he was the president of Hightower Capital Group (HCG) founded it in 2010 and held himself out to be an investment advisor. [read post]
14 Dec 2018, 6:34 am
On November 14, 2018, the FTC filed a complaint against Apex Capital Group, LLC and others, alleging an international network of corporations and individuals that marketed “free” trial offers to consumers for personal care products and dietary supplements, only to charge consumers the full price for the products. [read post]
13 Dec 2018, 12:04 pm
The White Law Group announces the filing of a FINRA Arbitration claim against Capital Financial Services, Inc. [read post]
6 Dec 2018, 5:48 pm
The Attorneys General of 42 states and the District of Columbia (collectively, the States) have entered into an Assurance of Voluntary Compliance/Assurance of Discontinuance (Agreement) with Encore Capital Group, Inc. and its subsidiaries, Midland Funding, LLC and Midland Credit Management, Inc., (collectively, Midland) to settle allegations relating to Midland’s debt collection practices. [read post]
6 Dec 2018, 11:55 am
According to the self-regulatory authority (SRO), broker Frank Dietrich sold 58 investors $10M of promissory notes that came from the Woodbridge Group of Companies. 30 of these investors were clients of Quest Capital Strategies, Inc., which was Dietrich’s brokerage firm at the time of the sales. [read post]
4 Dec 2018, 10:29 pm
Offshore Group Investment Limited d/b/a Vantage Drilling International, Vantage Deepwater Drilling, Inc., and Vantage Energy Services, Inc.; In the 133rd District Court of Harris County, Texas; Hon. [read post]
30 Nov 2018, 6:06 am
Kaplan (University of Chicago), on Monday, November 26, 2018 Tags: Conflicts of interest, Fund managers, Fund performance, Incentives, Misreporting, Mutual funds, Peer groups, Private equity, Reporting regulation, Reputation, Signaling, Venture capital firms Shareholder Voting in the United States: Trends and Statistics on the 2015-2018 Proxy Season Posted by Matteo Tonello, The… [read post]
29 Nov 2018, 1:28 pm
Authored by Brett Frischmann and Deven Desai Google, Amazon, and many other digital tech companies celebrate their ability to deliver personalized services. [read post]
28 Nov 2018, 9:15 am
During the Relevant Period, Dietrich purportedly solicited investors to purchase promissory notes relating to the Woodbridge Group of Companies LLC, a real estate investment fund. [read post]
21 Nov 2018, 9:56 am
Petitioner Don Zimmerman was a one-term city councilman in the Texas capital who in 2015 was seeking to raise campaign funds to use in responding to political attacks heading into the 2016 election. [read post]
19 Nov 2018, 4:01 am
Dozens of broker-dealers from around the country have sold GPB funds, including several Advisor Group broker-dealers: FSC Securities, SagePoint Financial Services, Woodbury Financial Services Inc., and Royal Alliance Associates. [read post]
