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4 Dec 2020, 1:23 pm
Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court. [read post]
4 Dec 2020, 12:49 pm
Fidelity Brokerage Services LLC Ignacio Del Campo Epic Capital Securities Corp Insigneo Securities, LLC Caleb Hutzler LPL Financial LLC Northwestern Mutual Investment Services, LLC Narongdej Jaroensabphayanont Voya Financial Advisors, Inc. [read post]
4 Dec 2020, 6:20 am
Although the key terms ‘credit institution’, ‘repayable funds’ and ‘public’ are European law (Capital Requirements Regulation) concepts, there is limited official European guidance as to their meaning. [read post]
4 Dec 2020, 6:15 am
Bell, Fenwick & West LLP, on Tuesday, December 1, 2020 Tags: Boards of Directors, ESG, Executive Compensation, Peer groups, Proxy access, Proxy season, Proxy voting, Say on pay, Shareholder elections, Shareholder proposals, Shareholder voting, Surveys, Tech companies Public Thrift, Private Perks: Signaling Board Independence with Executive Pay Posted by Pablo Ruiz-Verdú (Carlos III University) and Ravi… [read post]
1 Dec 2020, 1:26 pm
The largest megadeal in Q2 was $1.2 billion: TPG Capital – LifeStance Health, Inc. acquisition. [read post]
1 Dec 2020, 1:26 pm
The largest megadeal in Q2 was $1.2 billion: TPG Capital – LifeStance Health, Inc. acquisition. [read post]
1 Dec 2020, 7:41 am
The post Investor Alert: Lion Biotechnologies (nka Ioavance Biotherapeutics Inc.) appeared first on The White Law Group. [read post]
27 Nov 2020, 5:58 am
Securities and Exchange Commission, on Friday, November 20, 2020 Tags: Capital formation, Capital markets, Compliance and disclosure interpretation, COVID-19, Disclosure, ESG, SEC, SEC rulemaking, Securities regulation Investing in a SPAC Posted by Eleazer Klein and Adriana Schwartz, Schulte Roth & Zabel LLP, on Saturday, November 21, 2020 Tags: Acquisition agreements, Capital… [read post]
25 Nov 2020, 10:21 am
– Recovery of Investment Losses The White Law Group is investigating potential securities claims involving broker-dealers who may have unsuitably recommended Minerva Neurosciences Inc. to investors. [read post]
25 Nov 2020, 6:35 am
– Recovery of Investment Losses appeared first on The White Law Group. [read post]
24 Nov 2020, 6:54 am
Apple Inc. [read post]
20 Nov 2020, 7:45 am
Joseph Stone Capital LLC Todd Paynter Cambridge Investment Research, Inc. [read post]
20 Nov 2020, 6:57 am
Bancorp Investments, Inc. [read post]
20 Nov 2020, 6:00 am
Securities and Exchange Commission, on Thursday, November 19, 2020 Tags: Compliance and disclosure interpretation, Disclosure, Investment advisers, Investor protection, Retail investors, SEC, SEC enforcement, Securities enforcement, Securities fraud, Whistleblowers A Sober Look at SPACs Posted by Michael Klausner (Stanford University), Michael Ohlrogge (NYU), and Emily Ruan (Stanford University), on Thursday, November 19, 2020 … [read post]
16 Nov 2020, 7:46 am
From December 2009 to early 2016, Narayan reportedly advised his clients to invest in The Ticket Reserve Inc. [read post]
12 Nov 2020, 2:18 pm
Jones) the right to rescind his investment. [read post]
6 Nov 2020, 7:08 am
IRELAND Countries around the world are imposing further restrictions in light of the second wave of coronavirus cases with the Republic of Ireland having moved their restrictions policies into level 5 (their highest level), arguably adopting “Europe’s strictest regime” as Taoiseach (the prime minister of the Republic of Ireland), Mícheál Martin, said. [read post]
3 Nov 2020, 1:05 pm
Griffin Capital Essential Asset REIT, Inc. [read post]
2 Nov 2020, 1:07 pm
According to recent filings with the SEC, MacKenzie Realty Capital Inc. shareholders have voted to withdraw the company’s election as a business development company in order to shift its investment focus to real estate. [read post]
2 Nov 2020, 9:51 am
Starwood Real Estate Income Trust, Inc, a perpetual-life monthly NAV REIT sponsored by Starwood Capital Group that invests in commercial real estate and debt secured by commercial real estate, including branded, select service resorts. [read post]
