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5 Nov 2017, 2:56 pm by Kevin LaCroix
The Commodities Futures Trading Commission (CFTC) has a very good primer on ICOs and cryptocurrencies, here. [read post]
2 Nov 2017, 10:17 am by Renae Lloyd
They typically have high commissions, and lack liquidity–similar to real estate investment trusts (REITs). [read post]
2 Nov 2017, 6:33 am by Renae Lloyd
Last December, the REIT announced plans to liquidate all of its multifamily properties and dissolve the company. [read post]
1 Nov 2017, 10:21 am by Renae Lloyd
 The Securities and Exchange Commission (SEC) The SEC stands for the Securities and Exchange Commission. [read post]
31 Oct 2017, 4:20 am by Edith Roberts
Neighborhood Housing Services of Chicago, in which the justices will decide whether appellate time limits are jurisdictional, and National Association of Manufacturers v. [read post]
27 Oct 2017, 2:16 am by CFM Admin
LedgerX plans to initially offer physically-settled and day-ahead swaps on Bitcoin to U.S. [read post]
26 Oct 2017, 5:00 am by John Jascob
Gorfine noted that since the LabCFTC was launched, staff has met with innovators in New York City and Washington, D.C., and plans on further meetings in Chicago. [read post]
25 Oct 2017, 5:25 am by Renae Lloyd
Although Steadfast’s charter requires its board of directors to consider a plan of liquidation annually, no such plan has been adopted. [read post]
12 Oct 2017, 12:30 pm by Renae Lloyd
High Commission Every time a broker sells a variable annuity, they received a larger than average commission for the sale, which is anywhere from 3-7%. [read post]
21 Sep 2017, 9:30 pm by Sarah Madigan
Senator Charles Schumer (D-N.Y.) invited the Federal Trade Commission (FTC) to initiate a “gouge watch” to monitor prices of gasoline. [read post]
21 Sep 2017, 12:22 pm by Renae Lloyd
SII Investments is a broker-dealer within the National Planning Holdings network, which was recently acquired by LPL Financial. [read post]
21 Sep 2017, 8:52 am by Jon Brodkin
Enlarge / FCC members Jessica Rosenworcel and Ajit Pai at INTX: The Internet & Television Expo in Chicago, Illinois, US, on Wednesday, May 6, 2015. [read post]
11 Sep 2017, 2:16 pm by Renae Lloyd
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
11 Sep 2017, 4:43 am by Renae Lloyd
The White Law Group is a national securities fraud, securities arbitration and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
28 Aug 2017, 1:03 pm by Renae Lloyd
  Unfortunately, because of the high commissions these products pay to brokers, they are often sold to unsophisticated and retired investors. [read post]
22 Aug 2017, 9:07 am by Sarah Hiatt
., German and International Studies, with concentration in Global Environmental Sustainability, University of Dayton Legal Extern with Sustainable Economies Law Center; Legal Intern and Research Assistant, Harvard Food Law & Policy Clinic; Sustainability Fellow with Office of Sustainability, Case Western Reserve UniversityJamie Dickinson (Portland, OR) Packaging & Labeling Specialist, Recreational Marijuana Program, Oregon Liquor Control Commission J.D., University of Oregon School… [read post]
17 Aug 2017, 4:03 pm by Cynthia Marcotte Stamer
Louis Northwestern Memorial Hospital, Chicago UPMC Presbyterian Shadyside, Pittsburgh University of Colorado Hospital, Aurora Thomas Jefferson University Hospitals, Philadelphia Duke University Hospital, Durham, N.C. [read post]
15 Aug 2017, 1:16 pm by Rebecca Heller
In the last two weeks Chicago and San Francisco have also sued the Justice Department over the administration’s plan. [read post]
11 Aug 2017, 7:24 am by Renae Lloyd
“Net price paid” is the gross purchase price paid by stockholders less selling commissions and dealer manager fees. [read post]
11 Aug 2017, 6:14 am by Jim Sedor
The commission will vote on whether to accept the settlement at its August 17 meeting. [read post]