Search for: "Exchange Bank"
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21 Oct 2020, 3:52 pm
Yesterday, the CFTC and the Bank of England signed a Memorandum of Understanding on the Cooperation and the Exchange of Information Related to the Supervision of Cross-Border Clearing Organizations. [read post]
30 Oct 2009, 4:18 am
Las Vegas Sands and China's Minsheng Banking have won approval from the Hong Kong stock exchange for more than $6 billion in combined initial public offerings, sources told Reuters on Friday. [read post]
11 Jul 2023, 10:00 pm
The Securities and Exchange Commission proposed changes to the Customer Protection Rule, which would impact about 63 carrying broker-dealers and potentially require more frequent deposits into customer and PAB reserve bank accounts. [read post]
11 Jul 2023, 10:00 pm
The Securities and Exchange Commission proposed changes to the Customer Protection Rule, which would impact about 63 carrying broker-dealers and potentially require more frequent deposits into customer and PAB reserve bank accounts. [read post]
21 May 2012, 11:18 am
On May 16 the Proxy Fee Advisory Committee (PFAC), formed by the New York Stock Exchange, published its recommendations for changes to the fees paid by public companies to banks and brokers for the distribution of proxy materials to shareholders... [read post]
11 Jul 2023, 10:00 pm
The Securities and Exchange Commission proposed changes to the Customer Protection Rule, which would impact about 63 carrying broker-dealers and potentially require more frequent deposits into customer and PAB reserve bank accounts. [read post]
19 Apr 2010, 10:49 am
Fabrice Tourre, the 31-year-old Goldman Sachs vice president cited by the Securities and Exchange Commission in their accusation of securities fraud against the bank, followed a beaten path from the French grandes ecoles to Wall Street. [read post]
5 May 2007, 5:43 am
Securities and Exchange Commission Chairman Christopher Cox today announced the SEC will partner with the Elder Law Journal of the University of Illinois College of Law and the Federal Reserve Bank of Chicago to present the Senior Investor Protection Symposium... [read post]
8 Feb 2010, 1:04 pm
A federal judge put a Securities and Exchange Commission lawyer on the defensive on Monday afternoon over a settlement resolving civil charges that accused Bank of America of misleading investors when it acquired Merrill Lynch. [read post]
26 Apr 2010, 5:15 am
What kind of team do you assemble when trying to catch out an investment bank? [read post]
19 Aug 2010, 1:41 am
Lone Star has decided to scrap its plan to sell a majority stake in Korea Exchange Bank worth $4 billion at current market prices because of weak demand from potential investors, Reuters said. [read post]
8 Dec 2020, 10:00 pm
A recent enforcement action (Proceeding) by the US Securities and Exchange Commission (SEC) against a state-chartered trust company (Trust Company) has attracted attention in the banking and asset management industries. [read post]
26 Dec 2013, 5:29 pm
PBI Bank, Inc. lawsuit filed by the U.S. [read post]
3 Dec 2014, 9:30 pm
Securities and Exchange Commission, or any other bank regulator; therefore, banks can currently make relatively outsized trades with little oversight. [read post]
29 Dec 2021, 12:25 pm
So too are those who use cryptocurrency; it’s imperative to use a reputable exchanger. [read post]
6 Dec 2008, 5:11 am
The judge in Moscow is now pressing the two sides to settle, and that pressure seems to be welcomed by the American plaintiff's lawyer who's representing the Russian government in exchange for 29 percent of its recovery. [read post]
12 Aug 2011, 9:16 am
Florida and Virginia have filed charges against the beleaguered custody bank for allegedly cheating the state funds by giving them less favorable exchange rates for foreign exchange (“forex”) transactions. [read post]
29 Sep 2009, 8:11 am
In July, the Securities and Exchange Commission (SEC) charged Medical Capital, which has raised $2.2 billion in private placements from investors since 2003, with fraud. [read post]
23 Apr 2021, 12:25 pm
City National Bank is a named co-defendant in a class-action lawsuit filed in U.S. [read post]
1 Mar 2011, 11:27 am
Orr, the defendant, opened a checking account under a false name and negotiated bad checks to merchants in exchange for merchandise. [read post]
