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8 Aug 2023, 8:31 pm
Bloomberg – Matt Levine (read free): “The rule, according to the US Securities and Exchange Commission, is that if you work at an investment bank or a brokerage firm or an investment adviser, you are allowed to communicate with your colleagues and clients about business on “official channels,” and you are not allowed to communicate with them about business on “unofficial channels. [read post]
8 Aug 2023, 9:31 am
Separately, the Commodity Futures Trading Commission announced settlements with Wells Fargo Bank NA, Wells Fargo Securities, LLC, BNP Paribas Securities Corp., BNP Paribas S.A., SG Americas Securities, LLC, Société Générale S.A., Bank of Montreal, and Wedbush Securities Inc., for related conduct. [read post]
8 Aug 2023, 4:00 am
State Law Comparison Tool for ABCs Mega Chapter 11 Filings Tracker Subchapter V Decision Tracker Bank Failure Resource Kit assembles Practical Guidance resources covering topics related to the recent bank failures. [read post]
7 Aug 2023, 9:05 pm
In the last few months, though, China appears to have softened its stance in exchange for an assurance that the IFIs such as the World Bank will provide concessional financing to those sovereigns undergoing debt restructuring. [read post]
7 Aug 2023, 6:05 am
And the Israelis and the Palestinians would still need to make a critical number of exchanges between them on borders, security, Jerusalem, water, and Palestinian refugees. [read post]
6 Aug 2023, 9:01 pm
BACKGROUND MMFs are a critical component of the short-term funding markets and provide short-term financing for a variety of businesses, banks and governments. [read post]
6 Aug 2023, 6:33 am
” The complaint alleges that the defendants violated Sections 10(b) and 20(a) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. [read post]
6 Aug 2023, 5:40 am
Further, the husband’s testimony, as well as his bank records, showed that he made no contributions to his self-directed IRA during the marriage. [read post]
6 Aug 2023, 4:48 am
The local foreign exchange bank acts as the agent in determining whether the proposed exchange and transfer of funds meets with central government regulations and policy. [read post]
4 Aug 2023, 9:13 am
On 4 August 2023, the European Central Bank and the Single Resolution Board announced that they had signed a Memorandum of Understanding on the exchange of certain types of confidential statistical information, in order to improve analysis related to bank resolution. [read post]
4 Aug 2023, 8:18 am
The Zone facilitates the exchange of goods and fosters a dynamic commercial environment. [read post]
4 Aug 2023, 4:00 am
The new inquiry appears to be focused at least in part on the possibility that either the senator or his wife received undisclosed gifts from a company run by a friend of Menendez, and those gifts might have been given in exchange for political favors. [read post]
3 Aug 2023, 6:00 pm
Bustling WhatsApp groups discuss the informal exchange rate, which provides more pesos per dollar or euro than the official bank rate. [read post]
3 Aug 2023, 11:22 am
FSC Securities agreed to the sanctions for executing approximately 6,500 purchases of leveraged, or inverse, or both inverse and leveraged exchange-traded funds (non-traditional ETFs). [read post]
2 Aug 2023, 6:37 am
There has been entry of new (traditional) banks and, of course, there is the entry of the fintech firms themselves. [read post]
1 Aug 2023, 8:31 am
Hopwood’s first stint with the law began with a 10-year stint in federal prison after he was convicted and sentenced by Kopf in 1998 for robbing banks in Nebraska. [read post]
1 Aug 2023, 8:00 am
Bank Failure Resource Kit assembles Practical Guidance resources covering topics related to the recent bank failures. [read post]
1 Aug 2023, 6:59 am
It was apparently more of a slumber party and the old man was just exchanging “niceties. [read post]
1 Aug 2023, 6:01 am
This type of fraud can have significant consequences for investors, and it may lead to investigations by federal officials at agencies such as the Securities and Exchange Commission (SEC). [read post]
1 Aug 2023, 2:13 am
CP12/23 is the latest in a number of consultation papers issued by HM Treasury (HMT), the Bank of England (BoE) and the PRA as part of proposals to reform Solvency II. [read post]
